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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 74 Institutional holders with a total value of $229,642,390.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NEXT Financial Group, Inc 173 4,000 0.00%
3 Gradient Investments LLC 255 5,000 0.00%
4 Smithfield Trust Co 300 6,000 0.00%
5 Parasol Investment Management, LLC 300 6,000 0.00%
6 ENVESTNET ASSET MANAGEMENT INC 1,800 38,000 0.02%
7 NORTHWEST QUADRANT WEALTH MANAGEMENT, LLC 3,061 64,411 0.03%
8 Financial Architects, Inc 4,135 87,000 0.04%
9 SHARKEY, HOWES & JAVER 4,314 90,000 0.04%
10 Perigon Wealth Management, LLC 5,072 106,000 0.05%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,053 106,000 0.05%
12 TRUST CO 8,710 182,000 0.08%
13 First Fiduciary Investment Counsel, Inc. 9,500 198,000 0.09%
14 BENEDICT FINANCIAL ADVISORS INC 9,835 206,000 0.09%
15 M&T BANK CORP 10,515 220,000 0.10%
16 GLOBAL RETIREMENT PARTNERS, LLC 10,879 228,000 0.10%
17 WEALTHCARE ADVISORY PARTNERS LLC 11,182 234,000 0.10%
18 LEICHT FINANCIAL PLANNING & WEALTH MANAGEMENT, INC. 13,310 279,000 0.12%
19 CAPITAL ADVISORS INC/OK 14,536 304,000 0.13%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,124 316,000 0.14%
21 RPG FAMILY WEALTH ADVISORY, LLC 15,391 321,979 0.14%
22 BOSTON ADVISORS LLC 16,138 338,000 0.15%
23 IFP ADVISORS, INC 19,064 399,000 0.17%
24 GIRARD SECURITIES, INC. 20,450 428,000 0.19%
25 CITADEL ADVISORS LLC 20,537 430,000 0.19%
26 STIFEL FINANCIAL CORP 23,450 488,000 0.21%
27 MSI Financial Services Inc 27,240 570,000 0.25%
28 CMH WEALTH MANAGEMENT LLC 27,110 570,000 0.25%
29 LINCOLN NATIONAL CORP 27,343 572,000 0.25%
30 Cambridge Investment Research Advisors, Inc. 28,055 587,000 0.26%
31 AMERIPRISE FINANCIAL INC 30,866 646,000 0.28%
32 RAYMOND JAMES & ASSOCIATES 31,936 668,000 0.29%
33 WOLVERINE TRADING LP /BD 33,821 708,000 0.31%
34 Community Bank, N.A. 36,395 761,000 0.33%
35 Mirador Capital Partners LP 37,010 774,000 0.34%
36 BAIRD FINANCIAL GROUP, INC. 37,106 776,000 0.34%
37 PACIFIC WEALTH STRATEGIES GROUP, INC. 37,851 792,000 0.34%
38 Linscomb Wealth, Inc. 38,842 813,000 0.35%
39 Courage Miller Partners, LLC 38,859 813,000 0.35%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,668 872,000 0.38%
41 FDx Advisors, Inc. 46,154 966,000 0.42%
42 FCG ADVISORS, LLC 47,230 988,000 0.43%
43 Financial Advisory Group 48,278 1,010,000 0.44%
44 Commonwealth Equity Services, Inc 51,126 1,070,000 0.47%
45 IMA Advisory Services, Inc. 52,289 1,094,000 0.48%
46 OLIVER LUXXE ASSETS LLC 52,694 1,102,000 0.48%
47 CRIBSTONE CAPITAL MANAGEMENT, LLC 58,351 1,226,000 0.53%
48 LPL Financial LLC 64,583 1,352,000 0.59%
49 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 75,518 1,580,000 0.69%
50 ROYAL BANK OF CANADA 88,709 1,856,000 0.81%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.