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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 57 Institutional holders with a total value of $279,750,847.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 3,277,212 89,644,000 32.04%
2 BALASA DINVERNO & FOLTZ LLC 1,113,751 24,915,000 8.91%
3 Raymond James Financial Services Advisors, Inc. 699,586 19,099,000 6.83%
4 Gradient Investments LLC 641,591 17,515,000 6.26%
5 UBS AG 597,933 16,324,000 5.84%
6 MORGAN STANLEY 555,731 15,171,000 5.42%
7 GM Advisory Group, LLC 436,259 11,912,000 4.26%
8 Capital Advantage, Inc. 433,347 11,830,000 4.23%
9 BANK OF AMERICA CORP /DE/ 400,311 10,928,000 3.91%
10 LPL Financial LLC 274,397 7,491,000 2.68%
11 WELLS FARGO & COMPANY/MN 268,680 7,335,000 2.62%
12 Summit Asset Management, LLC 171,860 4,692,000 1.68%
13 Linscomb Wealth, Inc. 159,111 4,344,000 1.55%
14 STIFEL FINANCIAL CORP 144,257 3,938,000 1.41%
15 ROYAL BANK OF CANADA 135,514 3,700,000 1.32%
16 CWM, LLC 120,138 3,280,000 1.17%
17 DAVENPORT & Co LLC 110,135 3,006,686 1.07%
18 AMERIPRISE FINANCIAL INC 105,799 2,888,000 1.03%
19 Prospera Financial Services Inc 79,150 2,161,000 0.77%
20 JANE STREET GROUP, LLC 77,673 2,120,000 0.76%
21 Confluence Wealth Management LLC 65,847 1,798,000 0.64%
22 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 54,292 1,482,000 0.53%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,085 1,149,000 0.41%
24 Commonwealth Equity Services, Inc 40,572 1,108,000 0.40%
25 Parasol Investment Management, LLC 36,000 983,000 0.35%
26 Whitegate Investment Counselors, Inc. 36,095 932,000 0.33%
27 CAMBRIDGE TRUST CO 31,590 862,000 0.31%
28 Saba Capital Management, L.P. 31,481 859,000 0.31%
29 Capital Advisors, Ltd. LLC 31,246 853,000 0.30%
30 Transamerica Financial Advisors, LLC 30,284 827,000 0.30%
31 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 26,220 716,000 0.26%
32 Friedenthal Financial 23,888 652,000 0.23%
33 COURIER CAPITAL LLC 21,807 595,000 0.21%
34 Ashfield Capital Partners, LLC 17,405 475,000 0.17%
35 Janney Montgomery Scott LLC 17,222 470,161 0.17%
36 Cetera Advisor Networks LLC 16,044 438,000 0.16%
37 UNITED CAPITAL FINANCIAL ADVISORS, LLC 15,561 425,000 0.15%
38 HighTower Advisors, LLC 15,491 423,000 0.15%
39 ENVESTNET ASSET MANAGEMENT INC 13,567 370,000 0.13%
40 Taylor, Cottrill LLC 12,275 335,000 0.12%
41 Segment Wealth Management, LLC 8,850 242,000 0.09%
42 Modera Wealth Management, LLC 8,702 238,000 0.09%
43 CREDIT SUISSE AG/ 8,500 232,000 0.08%
44 PacWest Financial Management Inc 8,305 227,000 0.08%
45 West Coast Financial LLC 8,000 218,000 0.08%
46 Private Ocean, LLC 5,453 149,000 0.05%
47 PNC FINANCIAL SERVICES GROUP, INC. 4,450 121,000 0.04%
48 Alexandria Capital, LLC 2,675 73,000 0.03%
49 Ledyard National Bank 2,400 65,000 0.02%
50 DEUTSCHE BANK AG\ 2,000 54,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.