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COHEN & STEERS LTD DUR PFD INC COM
COHEN & STEERS LTD DUR PFD INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 45 Institutional holders with a total value of $129,087,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,169,074 29,379,000 22.76%
2 UBS Group AG 1,123,434 28,232,000 21.87%
3 BESSEMER GROUP INC 681,685 17,131,000 13.27%
4 BANK OF AMERICA CORP /DE/ 554,805 13,943,000 10.80%
5 BALDWIN WEALTH PARTNERS LLC/MA 521,515 13,106,000 10.15%
6 Invesco Ltd. 227,270 5,711,000 4.42%
7 WELLS FARGO & COMPANY/MN 135,763 3,412,000 2.64%
8 RAIFF PARTNERS INC 120,000 3,016,000 2.34%
9 ROYAL BANK OF CANADA 116,707 2,933,000 2.27%
10 CORNERSTONE FINANCIAL PARTNERS, LLC 101,013 2,536,000 1.96%
11 Commonwealth Equity Services, Inc 38,454 966,000 0.75%
12 RAYMOND JAMES & ASSOCIATES 33,038 830,000 0.64%
13 Winfield Associates, Inc. 32,976 829,000 0.64%
14 GUGGENHEIM CAPITAL LLC 26,739 672,000 0.52%
15 GREAT AMERICAN GROUP, INC. 26,508 666,000 0.52%
16 LPL Financial LLC 24,630 614,000 0.48%
17 ADVISOR GROUP, INC. 21,539 541,000 0.42%
18 KING LUTHER CAPITAL MANAGEMENT CORP 20,000 503,000 0.39%
19 DOLIVER ADVISORS, LP 17,891 450,000 0.35%
20 Sigma Planning Corp 17,675 444,000 0.34%
21 Virtu KCG Holdings LLC 12,410 312,000 0.24%
22 CITIGROUP INC 12,113 304,000 0.24%
23 HighTower Advisors, LLC 12,028 302,000 0.23%
24 GARRISON BRADFORD & ASSOCIATES INC 12,000 302,000 0.23%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,655 292,000 0.23%
26 First Allied Advisory Services, Inc. 11,051 278,000 0.22%
27 Raymond James Financial Services Advisors, Inc. 9,683 243,000 0.19%
28 OPPENHEIMER & CO INC 8,214 206,000 0.16%
29 Harbour Capital Advisors, LLC 7,760 195,000 0.15%
30 IFP ADVISORS, INC 6,519 164,000 0.13%
31 JNBA Financial Advisors 4,958 125,000 0.10%
32 SIGNATUREFD, LLC 4,958 125,000 0.10%
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,480 87,000 0.07%
34 FIRST MANHATTAN CO. LLC. 1,800 45,000 0.03%
35 BRUDERMAN ASSET MANAGEMENT, LLC 1,465 37,000 0.03%
36 D.A. DAVIDSON & CO. 1,300 32,000 0.02%
37 Glassman Wealth Services 1,000 25,000 0.02%
38 American Research & Management Co. 1,000 25,000 0.02%
39 BANK OF MONTREAL /CAN/ 1,000 25,000 0.02%
40 PNC FINANCIAL SERVICES GROUP, INC. 800 20,000 0.02%
41 PENSERRA CAPITAL MANAGEMENT LLC 404 10,000 0.01%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 339 9,000 0.01%
43 Cable Hill Partners, LLC 159 4,000 0.00%
44 MSI Financial Services Inc 156 4,000 0.00%
45 SEI INVESTMENTS CO 76 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.