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DBX ETF TR
DBX ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 11 Institutional holders with a total value of $17,150,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 536,239 11,862,000 69.17%
2 MORGAN STANLEY 164,387 3,637,000 21.21%
3 LPL Financial LLC 24,199 530,000 3.09%
4 NEW ENGLAND SECURITIES CORP /MA/ 15,127 335,000 1.95%
5 DEUTSCHE BANK AG\ 15,034 332,000 1.94%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,210 226,000 1.32%
7 Mirae Asset Global Investments Co., Ltd. 3,800 84,000 0.49%
8 AMERIPRISE FINANCIAL INC 3,185 70,000 0.41%
9 ROYAL BANK OF CANADA 3,000 66,000 0.38%
10 Regal Investment Advisors LLC 255 6,000 0.03%
11 CITIGROUP INC 100 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.