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DBX ETF TR
DBX ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 33 Institutional holders with a total value of $65,360,687.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 543,110 10,933,000 16.73%
2 BANK OF AMERICA CORP /DE/ 493,640 9,937,000 15.20%
3 OLD MISSION CAPITAL LLC 444,735 8,953,000 13.70%
4 CKW FINANCIAL GROUP 425,620 8,568,000 13.11%
5 WELLS FARGO & COMPANY/MN 299,220 6,023,000 9.22%
6 Clark Capital Management Group, Inc. 194,223 3,910,000 5.98%
7 RAYMOND JAMES & ASSOCIATES 191,164 3,848,000 5.89%
8 CITIGROUP INC 181,181 3,648,000 5.58%
9 MORGAN STANLEY 119,865 2,413,000 3.69%
10 LPL Financial LLC 57,748 1,157,000 1.77%
11 SCOTIA CAPITAL INC. 42,922 864,000 1.32%
12 AMERIPRISE FINANCIAL INC 40,351 813,000 1.24%
13 FLOW TRADERS U.S. LLC 34,033 685,000 1.05%
14 Smart Portfolios, LLC 29,025 584,000 0.89%
15 Partnervest Advisory Services LLC 26,997 543,000 0.83%
16 JANE STREET GROUP, LLC 19,839 399,000 0.61%
17 ROYAL BANK OF CANADA 19,626 395,000 0.60%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,616 375,000 0.57%
19 Raymond James Financial Services Advisors, Inc. 15,305 308,000 0.47%
20 SNOWDEN CAPITAL ADVISORS LLC 14,302 287,899 0.44%
21 INTERNATIONAL ASSETS HOLDING CORP 11,142 224,000 0.34%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 8,402 169,000 0.26%
23 ADVISOR GROUP, INC. 7,306 147,000 0.22%
24 IFP ADVISORS, INC 3,365 68,000 0.10%
25 LBA Wealth Management, LLC 2,238 45,000 0.07%
26 GENEOS WEALTH MANAGEMENT INC. 1,000 20,000 0.03%
27 RPG FAMILY WEALTH ADVISORY, LLC 834 16,788 0.03%
28 FIFTH THIRD BANCORP 675 14,000 0.02%
29 PNC FINANCIAL SERVICES GROUP, INC. 288 6,000 0.01%
30 NEXT Financial Group, Inc 100 2,000 0.00%
31 Tower Research Capital LLC (TRC) 84 2,000 0.00%
32 ASSETMARK, INC 75 2,000 0.00%
33 Financial Architects, Inc 52 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.