| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Syntal Capital Partners, LLC | 238,600 | 17,458,000 | 42.66% | ||
| 2 | ENVESTNET ASSET MANAGEMENT INC | 136,909 | 10,018,000 | 24.48% | ||
| 3 | CREDIT SUISSE AG/ | 50,000 | 3,659,000 | 8.94% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 32,959 | 2,412,000 | 5.89% | ||
| 5 | JANE STREET GROUP, LLC | 27,669 | 2,025,000 | 4.95% | ||
| 6 | Virtu Financial LLC | 27,519 | 2,014,000 | 4.92% | ||
| 7 | AFAM CAPITAL, INC. | 15,608 | 1,142,000 | 2.79% | ||
| 8 | BARCLAYS PLC | 15,100 | 1,102,000 | 2.69% | Call | |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 5,063 | 370,000 | 0.90% | ||
| 10 | BARCLAYS PLC | 4,800 | 350,000 | 0.86% | Put | |
| 11 | EXENCIAL WEALTH ADVISORS, LLC | 2,744 | 200,000 | 0.49% | ||
| 12 | UBS AG | 1,397 | 102,000 | 0.25% | ||
| 13 | UBS AG | 400 | 29,000 | 0.07% | Put | |
| 14 | Tower Research Capital LLC (TRC) | 400 | 29,000 | 0.07% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 116 | 8,000 | 0.02% | ||
| 16 | PIERSHALE FINANCIAL GROUP, INC. | 29 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
