| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Syntal Capital Partners, LLC | 315,547 | 21,072,000 | 57.80% | ||
| 2 | ENVESTNET ASSET MANAGEMENT INC | 85,015 | 5,677,000 | 15.57% | ||
| 3 | CREDIT SUISSE AG/ | 50,000 | 3,339,000 | 9.16% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,299 | 1,556,000 | 4.27% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 20,156 | 1,346,000 | 3.69% | ||
| 6 | AFAM CAPITAL, INC. | 18,237 | 1,218,000 | 3.34% | ||
| 7 | Virtu Financial LLC | 12,837 | 857,000 | 2.35% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8,200 | 548,000 | 1.50% | Put | |
| 9 | EXENCIAL WEALTH ADVISORS, LLC | 6,541 | 437,000 | 1.20% | ||
| 10 | BARCLAYS PLC | 2,800 | 185,000 | 0.51% | Put | |
| 11 | BARCLAYS PLC | 2,302 | 152,000 | 0.42% | ||
| 12 | BARCLAYS PLC | 500 | 33,000 | 0.09% | Call | |
| 13 | UBS AG | 400 | 27,000 | 0.07% | Put | |
| 14 | BANK OF AMERICA CORP /DE/ | 116 | 8,000 | 0.02% | ||
| 15 | UBS AG | 38 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
