| 1 |
Bruce & Co., Inc. |
1,045,494 |
4,202,000 |
40.05% |
|
|
| 2 |
Manatuck Hill Partners, LLC |
343,000 |
1,379,000 |
13.14% |
|
|
| 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
222,000 |
892,000 |
8.50% |
Put |
|
| 4 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
218,226 |
877,000 |
8.36% |
|
|
| 5 |
GROUP ONE TRADING LLC |
204,125 |
821,000 |
7.82% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
174,739 |
702,000 |
6.69% |
|
|
| 7 |
Compagnie Lombard Odier SCmA |
75,000 |
302,000 |
2.88% |
|
|
| 8 |
Spot Trading L.L.C |
74,100 |
298,000 |
2.84% |
Call |
|
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
69,200 |
278,000 |
2.65% |
Call |
|
| 10 |
Hilton Capital Management, LLC |
55,000 |
221,000 |
2.11% |
|
SH |
| 11 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
42,800 |
172,000 |
1.64% |
|
|
| 12 |
VICUS CAPITAL |
18,570 |
75,000 |
0.71% |
|
|
| 13 |
Virtu KCG Holdings LLC |
15,685 |
63,000 |
0.60% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
15,078 |
60,000 |
0.57% |
|
|
| 15 |
GEODE CAPITAL MANAGEMENT, LLC |
13,214 |
53,000 |
0.51% |
|
|
| 16 |
AMERICAN INTERNATIONAL GROUP, INC. |
9,165 |
37,000 |
0.35% |
|
|
| 17 |
DEUTSCHE BANK AG\ |
4,000 |
16,000 |
0.15% |
|
|
| 18 |
MORGAN STANLEY |
3,330 |
13,000 |
0.12% |
|
|
| 19 |
Sunbelt Securities, Inc. |
2,012 |
8,088 |
0.08% |
|
|
| 20 |
US BANCORP \DE\ |
1,925 |
8,000 |
0.08% |
|
|
| 21 |
UBS Group AG |
1,616 |
6,000 |
0.06% |
|
|
| 22 |
ROYAL BANK OF CANADA |
1,000 |
4,000 |
0.04% |
|
|
| 23 |
IFP ADVISORS, INC |
688 |
3,000 |
0.03% |
|
|
| 24 |
CUTLER GROUP LLC / CA |
700 |
2,000 |
0.02% |
|
|
| 25 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
222 |
1,000 |
0.01% |
|
|
| 26 |
CITIGROUP INC |
4 |
0 |
0.00% |
|
|
| 27 |
CUTLER GROUP LLC / CA |
900 |
0 |
0.00% |
Call |
|
