| 1 |
Bruce & Co., Inc. |
1,045,494 |
3,460,000 |
31.37% |
|
|
| 2 |
SABBY MANAGEMENT, LLC |
847,225 |
2,804,000 |
25.42% |
|
|
| 3 |
Manatuck Hill Partners, LLC |
393,000 |
1,301,000 |
11.80% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
191,655 |
634,000 |
5.75% |
|
|
| 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
135,500 |
449,000 |
4.07% |
Put |
|
| 6 |
PERKINS CAPITAL MANAGEMENT INC |
118,000 |
391,000 |
3.54% |
|
|
| 7 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
112,123 |
371,000 |
3.36% |
|
|
| 8 |
GROUP ONE TRADING LLC |
78,767 |
261,000 |
2.37% |
|
|
| 9 |
Compagnie Lombard Odier SCmA |
75,000 |
248,000 |
2.25% |
|
|
| 10 |
Hilton Capital Management, LLC |
55,000 |
182,000 |
1.65% |
|
SH |
| 11 |
Parallax Volatility Advisers, L.P. |
50,000 |
166,000 |
1.50% |
Put |
|
| 12 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
42,800 |
142,000 |
1.29% |
|
|
| 13 |
WOLVERINE TRADING LP /BD |
399 |
129,675 |
1.18% |
Call |
|
| 14 |
Parallax Volatility Advisers, L.P. |
32,893 |
109,000 |
0.99% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
15,078 |
50,000 |
0.45% |
|
|
| 16 |
GEODE CAPITAL MANAGEMENT, LLC |
13,214 |
43,000 |
0.39% |
|
|
| 17 |
MORGAN STANLEY |
12,486 |
41,000 |
0.37% |
|
|
| 18 |
CUTLER GROUP LLC / CA |
12,200 |
40,000 |
0.36% |
|
|
| 19 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
10,600 |
35,000 |
0.32% |
Call |
|
| 20 |
WOLVERINE TRADING LP /BD |
9,655 |
31,379 |
0.28% |
|
|
| 21 |
WOLVERINE TRADING LP /BD |
96 |
31,200 |
0.28% |
Put |
|
| 22 |
ADVISOR GROUP, INC. |
9,165 |
30,000 |
0.27% |
|
|
| 23 |
CUTLER GROUP LLC / CA |
10,000 |
28,000 |
0.25% |
Put |
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
4,000 |
13,000 |
0.12% |
|
|
| 25 |
DEUTSCHE BANK AG\ |
4,010 |
13,000 |
0.12% |
|
|
| 26 |
Sunbelt Securities, Inc. |
2,012 |
6,660 |
0.06% |
|
|
| 27 |
MSI Financial Services Inc |
1,900 |
6,000 |
0.05% |
|
|
| 28 |
US BANCORP \DE\ |
1,925 |
6,000 |
0.05% |
|
|
| 29 |
UBS Group AG |
1,500 |
5,000 |
0.05% |
|
|
| 30 |
ROYAL BANK OF CANADA |
1,000 |
3,000 |
0.03% |
|
|
| 31 |
CUTLER GROUP LLC / CA |
500 |
0 |
0.00% |
Call |
|
