Dark
Light
System
Security
GLOBALSCAPE INC
GLOBALSCAPE INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 29 Institutional holders with a total value of $4,809,198.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RENAISSANCE TECHNOLOGIES LLC 376,500 934,000 19.42%
2 PERRITT CAPITAL MANAGEMENT INC 360,000 893,000 18.57%
3 KENNEDY CAPITAL MANAGEMENT LLC 279,367 693,000 14.41%
4 VANGUARD GROUP INC 230,997 573,000 11.91%
5 BlackRock Institutional Trust Company, N.A. 130,741 324,000 6.74%
6 WELLS FARGO & COMPANY/MN 96,550 239,000 4.97%
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 81,700 203,000 4.22%
8 DIMENSIONAL FUND ADVISORS LP 75,018 186,000 3.87%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 64,300 153,000 3.18%
10 Spark Investment Management LLC 51,200 126,000 2.62%
11 BlackRock Fund Advisors 39,903 99,000 2.06%
12 MORGAN STANLEY 38,206 95,000 1.98%
13 Virtu KCG Holdings LLC 32,115 80,000 1.66%
14 GEODE CAPITAL MANAGEMENT, LLC 29,423 72,000 1.50%
15 Platinum Management (NY) LLC 20,882 52,000 1.08%
16 NORTHERN TRUST CORP 15,823 39,000 0.81%
17 NATIXIS 10,500 26,000 0.54%
18 Tower Research Capital LLC (TRC) 3,127 8,000 0.17%
19 GROUP ONE TRADING LLC 2,500 6,000 0.12%
20 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 950 2,000 0.04%
21 Creative Planning 755 2,000 0.04%
22 BANK OF AMERICA CORP /DE/ 492 1,000 0.02%
23 GLOBEFLEX CAPITAL L P 721 1,000 0.02%
24 UBS AG 200 1,000 0.02%
25 WFG Advisors, LP 508 1,000 0.02%
26 BNP PARIBAS FINANCIAL MARKETS 80 198 0.00%
27 HOWE & RUSLING INC 184 0 0.00%
28 Financial Management Professionals, Inc. 98 0 0.00%
29 ROYAL BANK OF CANADA 25 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.