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GLOBALSCAPE INC
GLOBALSCAPE INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 42 Institutional holders with a total value of $14,954,328.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,800,500 5,906,000 39.49%
2 KENNEDY CAPITAL MANAGEMENT LLC 595,890 1,955,000 13.07%
3 RENAISSANCE TECHNOLOGIES LLC 553,290 1,815,000 12.14%
4 PERRITT CAPITAL MANAGEMENT INC 290,000 951,000 6.36%
5 WELLS FARGO & COMPANY/MN 284,950 935,000 6.25%
6 VANGUARD GROUP INC 265,133 869,000 5.81%
7 BlackRock Institutional Trust Company, N.A. 165,194 542,000 3.62%
8 DIMENSIONAL FUND ADVISORS LP 113,381 372,000 2.49%
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 81,700 268,000 1.79%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 64,300 211,000 1.41%
11 Spark Investment Management LLC 57,100 187,000 1.25%
12 BlackRock Fund Advisors 42,787 140,000 0.94%
13 EAGLE GLOBAL ADVISORS LLC 40,780 134,000 0.90%
14 RBF Capital, LLC 38,712 127,000 0.85%
15 DEUTSCHE BANK AG\ 32,531 106,000 0.71%
16 GEODE CAPITAL MANAGEMENT, LLC 29,423 96,000 0.64%
17 MORGAN STANLEY 22,740 74,000 0.49%
18 ESSEX INVESTMENT MANAGEMENT CO LLC 14,820 49,000 0.33%
19 NORTHERN TRUST CORP 13,838 45,000 0.30%
20 Virtu KCG Holdings LLC 11,487 38,000 0.25%
21 Nine Chapters Capital Management LLC 11,000 36,000 0.24%
22 THOMPSON DAVIS & CO., INC. 8,000 26,000 0.17%
23 MUFG Americas Holdings Corp 5,750 19,000 0.13%
24 ACADIAN ASSET MANAGEMENT LLC 4,603 15,000 0.10%
25 Walleye Trading LLC 4,100 13,000 0.09%
26 FEDERATED HERMES, INC. 2,307 8,000 0.05%
27 BlackRock Investment Management, LLC 2,053 7,000 0.05%
28 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 817 3,000 0.02%
29 UBS Group AG 478 2,000 0.01%
30 HOWE & RUSLING INC 184 1,000 0.01%
31 Tower Research Capital LLC (TRC) 153 1,000 0.01%
32 WFG Advisors, LP 455 1,000 0.01%
33 Creative Planning 205 1,000 0.01%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 400 1,000 0.01%
35 CT Financial Advisors LLC 100 328 0.00%
36 ROYAL BANK OF CANADA 25 0 0.00%
37 Financial Management Professionals, Inc. 98 0 0.00%
38 ROBLE, BELKO & COMPANY, INC 50 0 0.00%
39 BANK OF AMERICA CORP /DE/ 75 0 0.00%
40 SIMPLEX TRADING, LLC 111 0 0.00%
41 Ironwood Financial, llc 35 0 0.00%
42 Hoxton Financial, Inc. 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.