| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 6,500 | 359,000 | 64.80% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,790 | 154,000 | 27.80% | ||
| 3 | ROYAL BANK OF CANADA | 270 | 15,000 | 2.71% | PRN | |
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 11,000 | 1.99% | ||
| 5 | Creative Planning | 100 | 6,000 | 1.08% | ||
| 6 | UBS Group AG | 105 | 6,000 | 1.08% | ||
| 7 | SYNOVUS FINANCIAL CORP | 50 | 3,000 | 0.54% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
