| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 7,435 | 412,000 | 80.94% | ||
| 2 | UBS Group AG | 730 | 40,000 | 7.86% | ||
| 3 | ROYAL BANK OF CANADA | 670 | 37,000 | 7.27% | PRN | |
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 11,000 | 2.16% | ||
| 5 | Creative Planning | 100 | 6,000 | 1.18% | ||
| 6 | SYNOVUS FINANCIAL CORP | 50 | 3,000 | 0.59% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
