Dark
Light
System
Security
Ishares Amt-Free Muni Bond ETF 09/2/2016
Ishares Amt-Free Muni Bond ETF 09/2/2016. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 46 Institutional holders with a total value of $55,399,460.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 171,326 9,131,000 16.48%
2 MORGAN STANLEY 94,857 5,056,000 9.13%
3 WELLS FARGO & COMPANY/MN 85,902 4,578,000 8.26%
4 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 65,059 3,468,000 6.26%
5 UBS Group AG 57,842 3,083,000 5.57%
6 Legacy Private Trust Co. 45,140 2,406,000 4.34%
7 JANE STREET GROUP, LLC 44,305 2,361,000 4.26%
8 Vigilant Capital Management, LLC 41,488 2,211,000 3.99%
9 Pinnacle Advisory Group, Inc. 38,960 2,076,000 3.75%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 38,200 2,036,000 3.68%
11 ENVESTNET ASSET MANAGEMENT INC 35,532 1,894,000 3.42%
12 DAVENPORT & Co LLC 34,577 1,842,885 3.33%
13 PHILLIPS FINANCIAL MANAGEMENT, LLC 34,198 1,824,000 3.29%
14 Mariner, LLC 26,583 1,417,000 2.56%
15 ROYAL BANK OF CANADA 26,414 1,408,000 2.54%
16 CITY NATIONAL BANK 25,105 1,338,000 2.42%
17 LPL Financial LLC 23,921 1,275,000 2.30%
18 CONFLUENCE INVESTMENT MANAGEMENT LLC 21,367 1,139,000 2.06%
19 LINCOLN NATIONAL CORP 15,443 823,000 1.49%
20 OLD NATIONAL BANCORP /IN/ 10,966 584,000 1.05%
21 Linscomb Wealth, Inc. 10,404 555,000 1.00%
22 Valmark Advisers, Inc. 9,790 522,000 0.94%
23 COURIER CAPITAL LLC 8,220 438,000 0.79%
24 COLONY GROUP LLC 7,640 407,000 0.73%
25 AMERIPRISE FINANCIAL INC 7,450 397,000 0.72%
26 Investors Capital Advisory Services 6,470 344,000 0.62%
27 Cambridge Investment Research Advisors, Inc. 6,315 337,000 0.61%
28 BBVA USA Bancshares, Inc. 6,100 325,000 0.59%
29 Commonwealth Equity Services, Inc 5,832 311,000 0.56%
30 Roof Eidam Maycock Peralta, LLC 5,200 277,000 0.50%
31 Robert W. Baird & Co. Inc 5,172 276,000 0.50%
32 Winfield Associates, Inc. 4,993 266,000 0.48%
33 ARS Wealth Advisors, LLC 4,415 235,000 0.42%
34 Capital Advisors, Ltd. LLC 3,958 211,000 0.38%
35 Genesis Wealth Advisors, LLC 2,448 130,575 0.24%
36 Ironwood Financial, llc 1,500 80,000 0.14%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,399 75,000 0.14%
38 STANCORP INVESTMENT ADVISERS INC 1,170 62,000 0.11%
39 MSI Financial Services Inc 1,137 61,000 0.11%
40 Klingman & Associates, LLC 1,000 53,000 0.10%
41 First Personal Financial Services 690 36,000 0.06%
42 TD Capital Management LLC 405 22,000 0.04%
43 KINGS POINT CAPITAL MANAGEMENT 200 11,000 0.02%
44 WFG Advisors, LP 179 10,000 0.02%
45 NEW ENGLAND SECURITIES CORP /MA/ 122 7,000 0.01%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.