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Ishares Amt-Free Muni Bond ETF 09/2/2016
Ishares Amt-Free Muni Bond ETF 09/2/2016. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 49 Institutional holders with a total value of $64,549,125.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 297,153 7,881,000 12.21%
2 MORGAN STANLEY 244,415 6,481,000 10.04%
3 BANK OF AMERICA CORP /DE/ 210,697 5,588,000 8.66%
4 Vigilant Capital Management, LLC 152,202 4,036,000 6.25%
5 JANE STREET GROUP, LLC 150,780 3,999,000 6.20%
6 UBS Group AG 141,509 3,753,000 5.81%
7 ROYAL BANK OF CANADA 136,351 3,616,000 5.60%
8 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 125,421 3,326,000 5.15%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 113,362 3,006,000 4.66%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 102,121 2,708,000 4.20%
11 ENVESTNET ASSET MANAGEMENT INC 93,157 2,471,000 3.83%
12 Legacy Private Trust Co. 70,450 1,868,000 2.89%
13 DAVENPORT & Co LLC 68,783 1,824,125 2.83%
14 PHILLIPS FINANCIAL MANAGEMENT, LLC 68,422 1,814,000 2.81%
15 LINCOLN NATIONAL CORP 47,520 1,260,000 1.95%
16 Mariner, LLC 44,567 1,182,000 1.83%
17 CITY NATIONAL BANK 34,576 917,000 1.42%
18 1834 INVESTMENT ADVISORS CO 27,780 737,000 1.14%
19 LPL Financial LLC 25,355 672,000 1.04%
20 STIFEL FINANCIAL CORP 23,569 625,000 0.97%
21 Raymond James Financial Services Advisors, Inc. 22,841 606,000 0.94%
22 COLONY GROUP LLC 20,755 550,000 0.85%
23 Linscomb Wealth, Inc. 20,645 548,000 0.85%
24 Virtu KCG Holdings LLC 18,337 486,000 0.75%
25 Commonwealth Equity Services, Inc 17,857 474,000 0.73%
26 COURIER CAPITAL LLC 16,240 431,000 0.67%
27 Valmark Advisers, Inc. 15,469 410,000 0.64%
28 Investors Capital Advisory Services 12,940 343,000 0.53%
29 BBVA USA Bancshares, Inc. 12,200 324,000 0.50%
30 Cambridge Investment Research Advisors, Inc. 10,708 284,000 0.44%
31 BAIRD FINANCIAL GROUP, INC. 10,658 283,000 0.44%
32 Roof Eidam Maycock Peralta, LLC 10,400 276,000 0.43%
33 OLD NATIONAL BANCORP /IN/ 9,842 261,000 0.40%
34 Pinnacle Advisory Group, Inc. 9,240 245,000 0.38%
35 Winfield Associates, Inc. 8,986 238,000 0.37%
36 ARS Wealth Advisors, LLC 8,830 234,000 0.36%
37 Prospera Financial Services Inc 8,000 212,000 0.33%
38 AMERIPRISE FINANCIAL INC 7,907 210,000 0.33%
39 Capital Advisors, Ltd. LLC 3,229 86,000 0.13%
40 Ironwood Financial, llc 3,000 80,000 0.12%
41 Klingman & Associates, LLC 2,000 53,000 0.08%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,860 49,000 0.08%
43 Tower Research Capital LLC (TRC) 1,463 39,000 0.06%
44 TD Capital Management LLC 813 22,000 0.03%
45 MSI Financial Services Inc 542 14,000 0.02%
46 KINGS POINT CAPITAL MANAGEMENT 400 11,000 0.02%
47 PNC FINANCIAL SERVICES GROUP, INC. 400 11,000 0.02%
48 CITIGROUP INC 180 5,000 0.01%
49 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.