| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 1 | 0 | 0.00% | ||
| 2 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 3 | WELLS FARGO & COMPANY/MN | 28 | 3,000 | 0.01% | ||
| 4 | Genesis Wealth Advisors, LLC | 215 | 22,327 | 0.09% | ||
| 5 | Advisory Services Network, LLC | 941 | 98,000 | 0.38% | ||
| 6 | D.A. DAVIDSON & CO. | 972 | 100,000 | 0.39% | ||
| 7 | UBS Group AG | 2,115 | 220,000 | 0.85% | ||
| 8 | MANAGED ACCOUNT ADVISORS LLC | 2,161 | 224,000 | 0.87% | ||
| 9 | LPL Financial LLC | 2,240 | 232,000 | 0.90% | ||
| 10 | MORGAN STANLEY | 3,662 | 380,000 | 1.47% | ||
| 11 | Virtu KCG Holdings LLC | 9,117 | 947,000 | 3.66% | ||
| 12 | Mariner, LLC | 9,966 | 1,035,000 | 4.00% | ||
| 13 | BAIRD FINANCIAL GROUP, INC. | 12,215 | 1,269,000 | 4.90% | ||
| 14 | ROYAL BANK OF CANADA | 16,311 | 1,694,000 | 6.54% | ||
| 15 | First Allied Advisory Services, Inc. | 17,191 | 1,782,000 | 6.88% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 34,407 | 3,573,000 | 13.80% | ||
| 17 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 37,827 | 3,928,000 | 15.18% | ||
| 18 | ENVESTNET ASSET MANAGEMENT INC | 38,619 | 4,011,000 | 15.50% | ||
| 19 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 61,301 | 6,366,000 | 24.59% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
