| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 370,189 | 10,071,000 | 27.09% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 195,137 | 5,309,000 | 14.28% | ||
| 3 | JANE STREET GROUP, LLC | 166,510 | 4,530,000 | 12.19% | ||
| 4 | Virtu KCG Holdings LLC | 130,009 | 3,537,000 | 9.51% | ||
| 5 | WOLVERINE TRADING LP /BD | 103,686 | 2,820,000 | 7.59% | ||
| 6 | AMERIPRISE FINANCIAL INC | 85,744 | 2,333,000 | 6.28% | ||
| 7 | BAIRD FINANCIAL GROUP, INC. | 56,666 | 1,542,000 | 4.15% | ||
| 8 | CITADEL ADVISORS LLC | 49,205 | 1,339,000 | 3.60% | ||
| 9 | HighTower Advisors, LLC | 42,521 | 1,157,000 | 3.11% | PRN | |
| 10 | Mariner, LLC | 38,009 | 1,034,000 | 2.78% | ||
| 11 | First Allied Advisory Services, Inc. | 22,134 | 602,000 | 1.62% | PRN | |
| 12 | US BANCORP \DE\ | 21,170 | 575,000 | 1.55% | ||
| 13 | MORGAN STANLEY | 19,605 | 533,000 | 1.43% | ||
| 14 | UBS Group AG | 17,515 | 477,000 | 1.28% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,581 | 315,000 | 0.85% | ||
| 16 | D.A. DAVIDSON & CO. | 9,208 | 250,000 | 0.67% | ||
| 17 | LPL Financial LLC | 8,642 | 234,000 | 0.63% | ||
| 18 | ROYAL BANK OF CANADA | 5,864 | 160,000 | 0.43% | ||
| 19 | MSI Financial Services Inc | 5,861 | 159,000 | 0.43% | ||
| 20 | GUIDANT WEALTH ADVISORS | 3,248 | 88,000 | 0.24% | ||
| 21 | ENVESTNET ASSET MANAGEMENT INC | 2,034 | 55,000 | 0.15% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,665 | 45,000 | 0.12% | ||
| 23 | WELLS FARGO & COMPANY/MN | 324 | 9,000 | 0.02% | ||
| 24 | BUTENSKY & COHEN FINANCIAL SECURITY, INC | 64 | 2,000 | 0.01% | ||
| 25 | Parallax Volatility Advisers, L.P. | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
