| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 67,496 | 7,011,000 | 31.12% | ||
| 2 | Virtu KCG Holdings LLC | 48,321 | 5,019,000 | 22.28% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 40,505 | 4,207,000 | 18.68% | ||
| 4 | First Allied Advisory Services, Inc. | 12,876 | 1,338,000 | 5.94% | ||
| 5 | BAIRD FINANCIAL GROUP, INC. | 12,098 | 1,257,000 | 5.58% | ||
| 6 | Mariner, LLC | 9,444 | 981,000 | 4.35% | ||
| 7 | ROYAL BANK OF CANADA | 7,643 | 794,000 | 3.52% | ||
| 8 | MORGAN STANLEY | 5,306 | 551,000 | 2.45% | ||
| 9 | LPL Financial LLC | 4,972 | 512,000 | 2.27% | ||
| 10 | UBS Group AG | 2,600 | 270,000 | 1.20% | ||
| 11 | ENVESTNET ASSET MANAGEMENT INC | 2,530 | 263,000 | 1.17% | ||
| 12 | D.A. DAVIDSON & CO. | 2,262 | 234,000 | 1.04% | ||
| 13 | MSI Financial Services Inc | 605 | 63,000 | 0.28% | ||
| 14 | Hoxton Financial, Inc. | 157 | 16,000 | 0.07% | ||
| 15 | Advisory Services Network, LLC | 83 | 9,000 | 0.04% | ||
| 16 | Tower Research Capital LLC (TRC) | 12 | 1,000 | 0.00% | ||
| 17 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
