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MANAGED DURATION INVT GRD FU
MANAGED DURATION INVT GRD FU. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 24 Institutional holders with a total value of $16,199,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASHFORD CAPITAL MANAGEMENT INC 210,859 2,939,000 18.14%
2 SIT INVESTMENT ASSOCIATES INC 151,833 2,117,000 13.07%
3 MORGAN STANLEY 139,007 1,937,000 11.96%
4 Advisors Asset Management, Inc. 121,521 1,694,000 10.46%
5 NWAM LLC 89,315 1,245,000 7.69%
6 PNC FINANCIAL SERVICES GROUP, INC. 83,400 1,163,000 7.18%
7 Fiera Capital Corp 82,422 1,149,000 7.09%
8 WELLS FARGO & COMPANY/MN 55,408 772,000 4.77%
9 Horizon Kinetics LLC 53,940 752,000 4.64%
10 Tradewinds Capital Management, LLC 33,596 468,000 2.89%
11 BANK OF AMERICA CORP /DE/ 27,036 377,000 2.33%
12 Laurion Capital Management LP 23,042 321,000 1.98%
13 Sigma Planning Corp 22,795 318,000 1.96%
14 RAYMOND JAMES & ASSOCIATES 17,308 241,000 1.49%
15 UBS Group AG 11,001 153,000 0.94%
16 ROYAL BANK OF CANADA 10,893 152,000 0.94%
17 Raymond James Financial Services Advisors, Inc. 10,262 143,000 0.88%
18 JPMORGAN CHASE & CO 8,529 119,000 0.73%
19 WOLVERINE ASSET MANAGEMENT LLC 7,935 110,000 0.68%
20 TOMPKINS FINANCIAL CORP 750 10,000 0.06%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 573 8,000 0.05%
22 Highlander Capital Management, LLC 414 6,000 0.04%
23 Creative Planning 305 4,000 0.02%
24 Tower Research Capital LLC (TRC) 100 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.