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MANAGED DURATION INVT GRD FU
MANAGED DURATION INVT GRD FU. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 22 Institutional holders with a total value of $16,356,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASHFORD CAPITAL MANAGEMENT INC 188,160 2,770,000 16.94%
2 MORGAN STANLEY 172,438 2,539,000 15.52%
3 SIT INVESTMENT ASSOCIATES INC 152,233 2,241,000 13.70%
4 Advisors Asset Management, Inc. 112,708 1,659,000 10.14%
5 WELLS FARGO & COMPANY/MN 84,845 1,249,000 7.64%
6 PNC FINANCIAL SERVICES GROUP, INC. 83,400 1,227,000 7.50%
7 Fiera Capital Corp 82,177 1,210,000 7.40%
8 Horizon Kinetics LLC 53,940 794,000 4.85%
9 Tradewinds Capital Management, LLC 33,596 495,000 3.03%
10 UBS Group AG 31,163 459,000 2.81%
11 BANK OF AMERICA CORP /DE/ 27,038 398,000 2.43%
12 Sigma Planning Corp 22,795 336,000 2.05%
13 RAYMOND JAMES & ASSOCIATES 17,308 255,000 1.56%
14 Investors Capital Advisory Services 13,925 204,000 1.25%
15 WOLVERINE ASSET MANAGEMENT LLC 12,315 181,000 1.11%
16 ROYAL BANK OF CANADA 10,893 160,000 0.98%
17 JPMORGAN CHASE & CO 8,529 126,000 0.77%
18 ADVISOR GROUP, INC. 2,000 29,000 0.18%
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 573 8,000 0.05%
20 Highlander Capital Management, LLC 414 6,000 0.04%
21 IFP ADVISORS, INC 434 6,000 0.04%
22 Creative Planning 305 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.