| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,909,886 | 17,379,000 | 25.79% | ||
| 2 | BCWM, LLC | 727,976 | 6,625,000 | 9.83% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 627,542 | 5,711,000 | 8.47% | ||
| 4 | Invesco Ltd. | 563,730 | 5,130,000 | 7.61% | ||
| 5 | CREDIT SUISSE AG/ | 555,222 | 5,053,000 | 7.50% | ||
| 6 | KELMAN-LAZAROV, INC. | 490,204 | 4,460,856 | 6.62% | ||
| 7 | Advisors Asset Management, Inc. | 381,010 | 3,467,000 | 5.14% | ||
| 8 | 1607 Capital Partners, LLC | 254,382 | 2,315,000 | 3.43% | ||
| 9 | CITIGROUP INC | 254,134 | 2,313,000 | 3.43% | ||
| 10 | WESCAP MANAGEMENT GROUP, INC. | 233,489 | 2,125,000 | 3.15% | ||
| 11 | New Century Advisors, LLC | 188,361 | 1,714,000 | 2.54% | ||
| 12 | COLDSTREAM CAPITAL MANAGEMENT INC | 139,177 | 1,267,000 | 1.88% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 103,789 | 944,000 | 1.40% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 101,532 | 924,000 | 1.37% | ||
| 15 | Saba Capital Management, L.P. | 89,090 | 811,000 | 1.20% | ||
| 16 | Fiera Capital Corp | 80,658 | 734,000 | 1.09% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 73,353 | 668,000 | 0.99% | ||
| 18 | ROYAL BANK OF CANADA | 57,694 | 525,000 | 0.78% | ||
| 19 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 50,150 | 456,000 | 0.68% | ||
| 20 | UBS Group AG | 49,673 | 452,000 | 0.67% | ||
| 21 | MSI Financial Services Inc | 48,837 | 444,000 | 0.66% | ||
| 22 | MORGAN STANLEY | 38,472 | 350,000 | 0.52% | ||
| 23 | GEODE CAPITAL MANAGEMENT, LLC | 37,103 | 337,000 | 0.50% | ||
| 24 | Aviance Capital Partners, LLC | 33,588 | 306,000 | 0.45% | ||
| 25 | STARFIRE INVESTMENT ADVISERS, INC. | 33,250 | 302,575 | 0.45% | ||
| 26 | POINTE CAPITAL MANAGEMENT LLC | 33,250 | 302,575 | 0.45% | ||
| 27 | NWAM LLC | 31,845 | 290,000 | 0.43% | ||
| 28 | Sigma Planning Corp | 24,040 | 219,000 | 0.32% | ||
| 29 | CARNICK & KUBIK GROUP, LLC | 19,766 | 180,000 | 0.27% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 19,394 | 176,000 | 0.26% | ||
| 31 | WEDBUSH SECURITIES INC | 17,851 | 162,000 | 0.24% | ||
| 32 | ADVISOR GROUP, INC. | 17,266 | 157,000 | 0.23% | ||
| 33 | Curi Capital, LLC | 17,009 | 155,000 | 0.23% | ||
| 34 | Point View Wealth Management, Inc. | 15,413 | 140,000 | 0.21% | ||
| 35 | SHEPHERD KAPLAN KROCHUK, LLC | 14,100 | 128,000 | 0.19% | ||
| 36 | GREYTOWN ADVISORS INC. | 14,000 | 127,000 | 0.19% | ||
| 37 | SHUFRO ROSE & CO LLC | 12,450 | 113,000 | 0.17% | ||
| 38 | LPL Financial LLC | 11,545 | 105,000 | 0.16% | ||
| 39 | Commonwealth Equity Services, Inc | 11,101 | 101,000 | 0.15% | ||
| 40 | BRONFMAN E.L. ROTHSCHILD, L.P. | 9,000 | 82,000 | 0.12% | PRN | |
| 41 | PNC FINANCIAL SERVICES GROUP, INC. | 8,000 | 72,000 | 0.11% | ||
| 42 | PARALLEL ADVISORS, LLC | 2,804 | 26,000 | 0.04% | ||
| 43 | REILLY FINANCIAL ADVISORS, LLC | 1,240 | 11,000 | 0.02% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,027 | 10,000 | 0.01% | ||
| 45 | Brick & Kyle, Associates | 907 | 9,000 | 0.01% | ||
| 46 | SALEM INVESTMENT COUNSELORS INC | 800 | 7,000 | 0.01% | ||
| 47 | Creative Planning | 800 | 7,000 | 0.01% | ||
| 48 | Highlander Capital Management, LLC | 333 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
