| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,539,890 | 14,860,000 | 21.44% | ||
| 2 | BCWM, LLC | 748,238 | 7,221,000 | 10.42% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 636,542 | 6,143,000 | 8.86% | ||
| 4 | Invesco Ltd. | 599,764 | 5,787,000 | 8.35% | ||
| 5 | CREDIT SUISSE AG/ | 566,338 | 5,466,000 | 7.89% | ||
| 6 | KELMAN-LAZAROV, INC. | 488,004 | 4,675,078 | 6.75% | ||
| 7 | Advisors Asset Management, Inc. | 420,739 | 4,060,000 | 5.86% | ||
| 8 | CITIGROUP INC | 254,134 | 2,452,000 | 3.54% | ||
| 9 | WESCAP MANAGEMENT GROUP, INC. | 249,323 | 2,406,000 | 3.47% | ||
| 10 | 1607 Capital Partners, LLC | 241,582 | 2,331,000 | 3.36% | ||
| 11 | New Century Advisors, LLC | 188,361 | 1,818,000 | 2.62% | ||
| 12 | DESCHUTES PORTFOLIO STRATEGY, LLC | 182,024 | 1,757,000 | 2.54% | ||
| 13 | COLDSTREAM CAPITAL MANAGEMENT INC | 140,946 | 1,360,000 | 1.96% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 95,796 | 924,000 | 1.33% | ||
| 15 | Saba Capital Management, L.P. | 89,090 | 860,000 | 1.24% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 65,935 | 636,000 | 0.92% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 63,210 | 610,000 | 0.88% | ||
| 18 | UBS Group AG | 61,248 | 591,000 | 0.85% | ||
| 19 | ROYAL BANK OF CANADA | 58,506 | 564,000 | 0.81% | ||
| 20 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 51,550 | 497,000 | 0.72% | ||
| 21 | MSI Financial Services Inc | 45,045 | 435,000 | 0.63% | ||
| 22 | MORGAN STANLEY | 39,722 | 384,000 | 0.55% | ||
| 23 | GEODE CAPITAL MANAGEMENT, LLC | 35,693 | 344,000 | 0.50% | ||
| 24 | STARFIRE INVESTMENT ADVISERS, INC. | 33,250 | 320,862 | 0.46% | ||
| 25 | NWAM LLC | 31,845 | 307,000 | 0.44% | ||
| 26 | Aviance Capital Partners, LLC | 27,032 | 261,000 | 0.38% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 25,202 | 243,000 | 0.35% | ||
| 28 | Sigma Planning Corp | 23,746 | 229,000 | 0.33% | ||
| 29 | Thomas J. Herzfeld Advisors, Inc. | 19,899 | 192,000 | 0.28% | ||
| 30 | SHEPHERD KAPLAN KROCHUK, LLC | 18,950 | 183,000 | 0.26% | ||
| 31 | Point View Wealth Management, Inc. | 16,326 | 158,000 | 0.23% | ||
| 32 | WEDBUSH SECURITIES INC | 13,806 | 133,000 | 0.19% | ||
| 33 | CARNICK & KUBIK GROUP, LLC | 13,000 | 125,000 | 0.18% | ||
| 34 | SHUFRO ROSE & CO LLC | 12,450 | 120,000 | 0.17% | PRN | |
| 35 | Fiera Capital Corp | 11,417 | 110,000 | 0.16% | ||
| 36 | DOLIVER ADVISORS, LP | 10,990 | 106,000 | 0.15% | ||
| 37 | Commonwealth Equity Services, Inc | 10,966 | 106,000 | 0.15% | ||
| 38 | LPL Financial LLC | 10,803 | 103,000 | 0.15% | ||
| 39 | ADVISOR GROUP, INC. | 8,992 | 87,000 | 0.13% | ||
| 40 | BRONFMAN E.L. ROTHSCHILD, L.P. | 9,000 | 87,000 | 0.13% | PRN | |
| 41 | PNC FINANCIAL SERVICES GROUP, INC. | 8,000 | 78,000 | 0.11% | ||
| 42 | SALEM INVESTMENT COUNSELORS INC | 800 | 77,000 | 0.11% | ||
| 43 | Sandy Spring Bank | 2,756 | 27,000 | 0.04% | ||
| 44 | Carroll Financial Associates, Inc. | 2,000 | 19,000 | 0.03% | ||
| 45 | Creative Planning | 1,799 | 17,000 | 0.02% | ||
| 46 | REILLY FINANCIAL ADVISORS, LLC | 1,240 | 12,000 | 0.02% | ||
| 47 | Brick & Kyle, Associates | 907 | 9,000 | 0.01% | ||
| 48 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 5,000 | 0.01% | ||
| 49 | D.A. DAVIDSON & CO. | 325 | 3,000 | 0.00% | ||
| 50 | Tower Research Capital LLC (TRC) | 332 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
