| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,891,305 | 17,665,000 | 29.76% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 627,542 | 5,861,000 | 9.87% | ||
| 3 | Invesco Ltd. | 502,057 | 4,689,000 | 7.90% | ||
| 4 | KELMAN-LAZAROV, INC. | 498,859 | 4,659,000 | 7.85% | ||
| 5 | CREDIT SUISSE AG/ | 412,416 | 3,851,000 | 6.49% | ||
| 6 | 1607 Capital Partners, LLC | 258,382 | 2,413,000 | 4.06% | ||
| 7 | BCWM, LLC | 252,033 | 2,354,000 | 3.97% | ||
| 8 | CITIGROUP INC | 243,400 | 2,273,000 | 3.83% | ||
| 9 | WESCAP MANAGEMENT GROUP, INC. | 228,230 | 2,132,000 | 3.59% | ||
| 10 | Advisors Asset Management, Inc. | 132,340 | 1,236,000 | 2.08% | ||
| 11 | COLDSTREAM CAPITAL MANAGEMENT INC | 129,949 | 1,214,000 | 2.04% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 121,363 | 1,134,000 | 1.91% | ||
| 13 | Saba Capital Management, L.P. | 99,090 | 926,000 | 1.56% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 64,399 | 601,000 | 1.01% | ||
| 15 | ROYAL BANK OF CANADA | 62,608 | 585,000 | 0.99% | ||
| 16 | MML INVESTORS SERVICES, INC. | 56,510 | 528,000 | 0.89% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 53,667 | 501,000 | 0.84% | ||
| 18 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 49,983 | 467,000 | 0.79% | ||
| 19 | UBS Group AG | 49,858 | 466,000 | 0.78% | ||
| 20 | Aviance Capital Partners, LLC | 48,434 | 452,000 | 0.76% | ||
| 21 | Shaker Financial Services, LLC | 44,334 | 414,000 | 0.70% | ||
| 22 | Curi Capital, LLC | 43,751 | 409,000 | 0.69% | ||
| 23 | Laurion Capital Management LP | 40,238 | 376,000 | 0.63% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 37,103 | 346,000 | 0.58% | ||
| 25 | MORGAN STANLEY | 36,088 | 337,000 | 0.57% | ||
| 26 | ADVISOR GROUP, INC. | 34,093 | 318,000 | 0.54% | ||
| 27 | STARFIRE INVESTMENT ADVISERS, INC. | 33,250 | 317,870 | 0.54% | ||
| 28 | WEDBUSH SECURITIES INC | 33,657 | 314,000 | 0.53% | ||
| 29 | NWAM LLC | 31,845 | 297,000 | 0.50% | ||
| 30 | PROFICIO CAPITAL PARTNERS LLC | 23,565 | 235,000 | 0.40% | ||
| 31 | STIFEL FINANCIAL CORP | 20,176 | 188,000 | 0.32% | ||
| 32 | CARNICK & KUBIK GROUP, LLC | 19,981 | 187,000 | 0.31% | ||
| 33 | RAYMOND JAMES & ASSOCIATES | 19,532 | 182,000 | 0.31% | ||
| 34 | Point View Wealth Management, Inc. | 15,413 | 144,000 | 0.24% | ||
| 35 | GREYTOWN ADVISORS INC. | 14,000 | 133,000 | 0.22% | ||
| 36 | SHEPHERD KAPLAN KROCHUK, LLC | 14,100 | 132,000 | 0.22% | ||
| 37 | LPL Financial LLC | 13,263 | 124,000 | 0.21% | ||
| 38 | INDEPENDENT ADVISOR ALLIANCE | 13,113 | 123,000 | 0.21% | ||
| 39 | SHUFRO ROSE & CO LLC | 12,450 | 116,000 | 0.20% | ||
| 40 | Dynamic Advisor Solutions LLC | 12,175 | 114,000 | 0.19% | ||
| 41 | Fiera Capital Corp | 11,128 | 104,000 | 0.18% | ||
| 42 | Commonwealth Equity Services, Inc | 11,031 | 103,000 | 0.17% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,527 | 99,000 | 0.17% | ||
| 44 | BRONFMAN E.L. ROTHSCHILD, L.P. | 9,000 | 84,000 | 0.14% | PRN | |
| 45 | PNC FINANCIAL SERVICES GROUP, INC. | 8,000 | 74,000 | 0.12% | ||
| 46 | PARALLEL ADVISORS, LLC | 2,804 | 27,000 | 0.05% | ||
| 47 | PATHSTONE FAMILY OFFICE, LLC | 2,626 | 25,000 | 0.04% | ||
| 48 | REILLY FINANCIAL ADVISORS, LLC | 1,240 | 12,000 | 0.02% | ||
| 49 | Creative Planning | 800 | 7,000 | 0.01% | ||
| 50 | Chicago Partners Investment Group LLC | 676 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
