| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 418,792 | 352,000 | 39.55% | ||
| 2 | VANGUARD GROUP INC | 386,041 | 324,000 | 36.40% | ||
| 3 | B. Riley Wealth Advisors, Inc. | 80,953 | 68,000 | 7.64% | ||
| 4 | Virtu KCG Holdings LLC | 42,425 | 36,000 | 4.04% | ||
| 5 | Creative Planning | 23,250 | 20,000 | 2.25% | ||
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 24,725 | 20,000 | 2.25% | ||
| 7 | CITADEL ADVISORS LLC | 23,524 | 20,000 | 2.25% | ||
| 8 | UBS Group AG | 17,687 | 15,000 | 1.69% | ||
| 9 | WADE G W & INC | 15,000 | 13,000 | 1.46% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,942 | 9,000 | 1.01% | ||
| 11 | WELLS FARGO & COMPANY/MN | 6,371 | 5,000 | 0.56% | ||
| 12 | MORGAN STANLEY | 3,948 | 3,000 | 0.34% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 2,200 | 2,000 | 0.22% | ||
| 14 | BANK OF MONTREAL /CAN/ | 2,820 | 2,000 | 0.22% | ||
| 15 | Johnson Financial Group, Inc. | 1,500 | 1,000 | 0.11% | ||
| 16 | CITIGROUP INC | 171 | 0 | 0.00% | ||
| 17 | Allworth Financial LP | 314 | 0 | 0.00% | ||
| 18 | MSI Financial Services Inc | 442 | 0 | 0.00% | ||
| 19 | OPTIMUM INVESTMENT ADVISORS | 60 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
