Dark
Light
System
Security
PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 24 Institutional holders with a total value of $26,022,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 93,725 4,721,000 18.14%
2 MORGAN STANLEY 82,897 4,177,000 16.05%
3 JANE STREET GROUP, LLC 72,127 3,634,000 13.97%
4 WELLS FARGO & COMPANY/MN 52,089 2,624,000 10.08%
5 UBS Group AG 51,969 2,618,000 10.06%
6 Advisors Preferred, LLC 48,300 2,433,000 9.35%
7 FIRST TRUST ADVISORS LP 17,952 904,000 3.47%
8 Peak Asset Management, LLC 15,318 772,000 2.97%
9 Virtu KCG Holdings LLC 15,021 757,000 2.91%
10 ROYAL BANK OF CANADA 11,149 562,000 2.16%
11 Cambridge Investment Research Advisors, Inc. 8,226 414,000 1.59%
12 Financial Management Professionals, Inc. 7,466 376,000 1.44%
13 IFC Holdings Incorporated/FL 6,290 317,000 1.22%
14 BERGANKDV WEALTH MANAGEMENT, LLC 6,278 316,000 1.21%
15 Trutina Financial LLC 5,000 252,000 0.97%
16 Orion Porfolio Solutions, LLC 4,902 247,000 0.95%
17 Bank of New York Mellon Corp 4,401 222,000 0.85%
18 OLD NATIONAL BANCORP /IN/ 4,094 206,000 0.79%
19 GREAT AMERICAN GROUP, INC. 3,972 200,000 0.77%
20 Archford Capital Strategies, LLC 2,239 112,000 0.43%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,626 82,000 0.32%
22 TD Capital Management LLC 1,159 58,000 0.22%
23 MSI Financial Services Inc 350 18,000 0.07%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.