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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 27 Institutional holders with a total value of $20,596,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 ADVISOR GROUP, INC. 45 2,000 0.01%
3 MSI Financial Services Inc 350 17,000 0.08%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 478 24,000 0.12%
5 TD Capital Management LLC 1,162 57,000 0.28%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,913 95,000 0.46%
7 Archford Capital Strategies, LLC 2,239 110,000 0.53%
8 Orion Porfolio Solutions, LLC 4,316 213,000 1.03%
9 Raymond James Financial Services Advisors, Inc. 4,699 232,000 1.13%
10 TWO SIGMA SECURITIES, LLC 4,852 240,000 1.17%
11 Trutina Financial LLC 5,000 247,000 1.20%
12 BERGANKDV WEALTH MANAGEMENT, LLC 5,071 251,000 1.22%
13 IFC Holdings Incorporated/FL 6,024 298,000 1.45%
14 CORNERSTONE WEALTH MANAGEMENT, LLC 7,212 358,000 1.74%
15 Financial Management Professionals, Inc. 7,424 366,000 1.78%
16 Cambridge Investment Research Advisors, Inc. 8,187 405,000 1.97%
17 ROYAL BANK OF CANADA 8,428 416,000 2.02%
18 Virtu KCG Holdings LLC 13,612 673,000 3.27%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,674 824,000 4.00%
20 Peak Asset Management, LLC 17,078 844,000 4.10%
21 Advisors Preferred, LLC 23,010 1,137,000 5.52%
22 FIRST TRUST ADVISORS LP 23,877 1,180,000 5.73%
23 UBS Group AG 36,975 1,827,000 8.87%
24 JANE STREET GROUP, LLC 38,764 1,915,000 9.30%
25 WELLS FARGO & COMPANY/MN 46,819 2,313,000 11.23%
26 BANK OF AMERICA CORP /DE/ 61,869 3,057,000 14.84%
27 MORGAN STANLEY 70,728 3,495,000 16.97%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.