Dark
Light
System
Security
POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 46 Institutional holders with a total value of $186,112,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Transamerica Financial Advisors, LLC 942,932 37,425,000 20.11%
2 Invesco Ltd. 727,058 28,857,000 15.51%
3 Spectrum Management Group, LLC 604,545 23,994,000 12.89%
4 MORGAN STANLEY 438,284 17,396,000 9.35%
5 WELLS FARGO & COMPANY/MN 364,244 14,457,000 7.77%
6 UBS Group AG 244,394 9,700,000 5.21%
7 BANK OF AMERICA CORP /DE/ 211,565 8,397,000 4.51%
8 RAYMOND JAMES & ASSOCIATES 162,544 6,451,000 3.47%
9 LPL Financial LLC 152,988 5,867,000 3.15%
10 AMERIPRISE FINANCIAL INC 110,331 4,379,000 2.35%
11 Raymond James Financial Services Advisors, Inc. 104,201 4,136,000 2.22%
12 Janney Montgomery Scott LLC 99,109 3,934,000 2.11%
13 JANE STREET GROUP, LLC 73,334 2,911,000 1.56%
14 Private Advisor Group, LLC 70,160 2,785,000 1.50%
15 Cetera Advisor Networks LLC 56,737 2,254,000 1.21%
16 ROYAL BANK OF CANADA 50,236 1,994,000 1.07%
17 CITADEL ADVISORS LLC 47,491 1,885,000 1.01%
18 BAIRD FINANCIAL GROUP, INC. 37,803 1,500,000 0.81%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,409 929,000 0.50%
20 PACIFIC FINANCIAL GROUP INC 20,619 818,000 0.44%
21 MSI Financial Services Inc 19,743 784,000 0.42%
22 WFG Advisors, LP 19,031 755,000 0.41%
23 SMITH HAYES Advisers, Inc 16,556 657,000 0.35%
24 Madden Advisory Services, Inc. 15,980 634,000 0.34%
25 Virtu Financial LLC 14,806 588,000 0.32%
26 STIFEL FINANCIAL CORP 14,559 578,000 0.31%
27 Commonwealth Equity Services, Inc 13,707 544,000 0.29%
28 ACG Wealth 12,330 489,000 0.26%
29 ADVANTAGE INVESTMENT MANAGEMENT, LLC 4,682 186,000 0.10%
30 AMERICAN INTERNATIONAL GROUP, INC. 4,328 171,000 0.09%
31 GLENMEDE TRUST CO NA 3,908 155,000 0.08%
32 GUPTA WEALTH MANAGEMENT LLC 2,300 91,000 0.05%
33 Carroll Financial Associates, Inc. 1,980 78,000 0.04%
34 Allworth Financial LP 1,747 69,000 0.04%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,698 67,000 0.04%
36 PNC FINANCIAL SERVICES GROUP, INC. 1,280 51,000 0.03%
37 Hoxton Financial, Inc. 1,108 44,000 0.02%
38 AUSDAL FINANCIAL PARTNERS, INC. 650 26,000 0.01%
39 CITIGROUP INC 637 25,000 0.01%
40 Efficient Market Advisors, LLC 528 21,000 0.01%
41 D.A. DAVIDSON & CO. 300 11,000 0.01%
42 CENTRAL TRUST Co 200 8,000 0.00%
43 Formidable Asset Management, LLC 200 7,000 0.00%
44 Vantage Investment Advisors, LLC 102 4,000 0.00%
45 Parallax Volatility Advisers, L.P. 1 0 0.00%
46 Argentus Capital Management, LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.