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PROSHARES TRUST RAFI LONG/SHORT
PROSHARES TRUST RAFI LONG/SHORT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 25 Institutional holders with a total value of $21,464,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 325,408 12,640,000 58.89%
2 ProShare Advisors LLC 99,859 3,879,000 18.07%
3 AXA S.A. 27,780 1,079,000 5.03%
4 Camarda Financial Advisors, LLC 24,291 944,000 4.40%
5 Cambridge Investment Research Advisors, Inc. 18,441 716,000 3.34%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,479 407,000 1.90%
7 IFP ADVISORS, INC 8,598 334,000 1.56%
8 JANE STREET GROUP, LLC 7,403 288,000 1.34%
9 GOLDMAN SACHS GROUP INC 5,306 206,000 0.96%
10 Virtu KCG Holdings LLC 5,274 205,000 0.96%
11 Orion Porfolio Solutions, LLC 4,735 184,000 0.86%
12 MORGAN STANLEY 3,846 149,000 0.69%
13 BANK OF AMERICA CORP /DE/ 3,072 120,000 0.56%
14 ENVESTNET ASSET MANAGEMENT INC 2,865 111,000 0.52%
15 Concert Wealth Management Inc. 1,553 62,000 0.29%
16 UBS Group AG 1,039 40,000 0.19%
17 NEWFOUND RESEARCH LLC 616 24,000 0.11%
18 Argentus Capital Management, LLC 598 23,000 0.11%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 278 11,000 0.05%
20 VALLEY NATIONAL ADVISERS INC 259 10,000 0.05%
21 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 232 9,000 0.04%
22 AllSquare Wealth Management LLC 212 8,000 0.04%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 212 8,000 0.04%
24 HUNTINGTON NATIONAL BANK 171 7,000 0.03% PRN
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.