Dark
Light
System
Security
PROSHARES TRUST RAFI LONG/SHORT
PROSHARES TRUST RAFI LONG/SHORT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $21,555,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 335,873 13,444,000 62.37%
2 ProShare Advisors LLC 66,325 2,648,000 12.28%
3 AXA S.A. 32,370 1,296,000 6.01%
4 Cambridge Investment Research Advisors, Inc. 28,639 1,146,000 5.32%
5 Camarda Financial Advisors, LLC 20,751 831,000 3.86%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,958 479,000 2.22%
7 Advisors Preferred, LLC 7,725 309,000 1.43%
8 Orion Porfolio Solutions, LLC 7,148 286,000 1.33%
9 MORGAN STANLEY 5,773 231,000 1.07%
10 ENVESTNET ASSET MANAGEMENT INC 5,416 217,000 1.01%
11 GOLDMAN SACHS GROUP INC 5,102 204,000 0.95%
12 IFP ADVISORS, INC 5,009 200,000 0.93%
13 BANK OF AMERICA CORP /DE/ 3,526 141,000 0.65%
14 NEWFOUND RESEARCH LLC 672 27,000 0.13%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 521 21,000 0.10%
16 WELLS FARGO & COMPANY/MN 453 18,000 0.08%
17 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 399 15,000 0.07%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 213 9,000 0.04%
19 VALLEY NATIONAL ADVISERS INC 236 9,000 0.04%
20 AllSquare Wealth Management LLC 212 8,000 0.04%
21 UBS Group AG 141 6,000 0.03%
22 JNBA Financial Advisors 125 5,000 0.02%
23 PACIFIC CENTER FOR FINANCIAL SERVICES 117 5,000 0.02%
24 ROYAL BANK OF CANADA 2 0 0.00%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.