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SPDR INDEX SHS FDS
SPDR INDEX SHS FDS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 31 Institutional holders with a total value of $39,923,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 122,592 7,921,000 19.84%
2 AMERIPRISE FINANCIAL INC 83,314 5,383,000 13.48%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 66,675 4,308,000 10.79%
4 AE WEALTH MANAGEMENT LLC 47,818 3,090,000 7.74%
5 Simplicity Solutions, LLC 45,924 2,967,000 7.43%
6 BANK OF AMERICA CORP /DE/ 41,110 2,657,000 6.66%
7 JPMORGAN CHASE & CO 35,069 2,266,000 5.68%
8 Sterling Capital Management LLC 34,445 2,225,000 5.57%
9 ROYAL BANK OF CANADA 27,355 1,767,000 4.43%
10 Commonwealth Equity Services, Inc 19,653 1,270,000 3.18%
11 UBS Group AG 18,400 1,189,000 2.98%
12 AHRENS INVESTMENT PARTNERS LLC 11,900 769,000 1.93%
13 RAYMOND JAMES & ASSOCIATES 11,571 748,000 1.87%
14 SCOTIA CAPITAL INC. 10,532 683,000 1.71%
15 Janney Montgomery Scott LLC 5,641 364,000 0.91%
16 Atria Investments, Inc 5,323 344,000 0.86%
17 LPL Financial LLC 4,585 295,000 0.74%
18 Raymond James Financial Services Advisors, Inc. 4,467 289,000 0.72%
19 CETERA INVESTMENT ADVISERS 4,426 286,000 0.72%
20 INTEGRATED WEALTH MANAGEMENT 4,050 262,000 0.66%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,046 261,000 0.65%
22 ENVESTNET ASSET MANAGEMENT INC 2,714 175,000 0.44%
23 PNC FINANCIAL SERVICES GROUP, INC. 2,456 159,000 0.40%
24 ADVISOR GROUP, INC. 1,380 89,000 0.22%
25 WELLS FARGO & COMPANY/MN 650 42,000 0.11%
26 US BANCORP \DE\ 608 39,000 0.10%
27 IFP ADVISORS, INC 402 26,000 0.07%
28 Hudock, Inc. 319 20,000 0.05%
29 D.A. DAVIDSON & CO. 285 18,000 0.05%
30 BB&T INVESTMENT SERVICES, INC. 175 11,000 0.03%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.