| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 23,484 | 604,000 | 32.33% | ||
| 2 | Moors & Cabot, Inc. | 19,200 | 494,000 | 26.45% | ||
| 3 | GOLDMAN SACHS GROUP INC | 13,722 | 353,000 | 18.90% | ||
| 4 | WELLS FARGO & COMPANY/MN | 4,777 | 123,000 | 6.58% | ||
| 5 | ROYAL BANK OF CANADA | 4,021 | 103,000 | 5.51% | ||
| 6 | Winfield Associates, Inc. | 3,300 | 84,000 | 4.50% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 3,136 | 80,000 | 4.28% | ||
| 8 | UBS AG | 749 | 20,000 | 1.07% | ||
| 9 | WFG Advisors, LP | 150 | 4,000 | 0.21% | ||
| 10 | AMERIPRISE FINANCIAL INC | 100 | 3,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
