| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 23,471 | 515,000 | 21.90% | ||
| 2 | Moors & Cabot, Inc. | 22,800 | 502,000 | 21.34% | ||
| 3 | ROYAL BANK OF CANADA | 22,065 | 484,000 | 20.58% | ||
| 4 | UBS AG | 18,098 | 397,000 | 16.88% | ||
| 5 | GOLDMAN SACHS GROUP INC | 9,820 | 215,000 | 9.14% | ||
| 6 | WELLS FARGO & COMPANY/MN | 4,596 | 101,000 | 4.29% | ||
| 7 | Winfield Associates, Inc. | 3,300 | 72,000 | 3.06% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 1,751 | 38,000 | 1.62% | ||
| 9 | Private Advisor Group, LLC | 1,150 | 25,000 | 1.06% | ||
| 10 | WFG Advisors, LP | 151 | 3,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
