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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 18 Institutional holders with a total value of $7,032,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 48,287 1,122,000 15.96%
2 MORGAN STANLEY 40,881 950,000 13.51%
3 Laidlaw Group, LLC 32,845 763,000 10.85%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,910 648,000 9.22%
5 WELLS FARGO & COMPANY/MN 27,504 639,000 9.09%
6 PNC FINANCIAL SERVICES GROUP, INC. 26,000 604,000 8.59%
7 UBS AG 22,725 528,000 7.51%
8 FMA ADVISORY INC 16,917 393,000 5.59%
9 JANE STREET GROUP, LLC 13,266 308,000 4.38%
10 Virtu KCG Holdings LLC 11,626 270,000 3.84%
11 Tortoise Investment Management, LLC 8,900 207,000 2.94%
12 Commonwealth Equity Services, Inc 8,774 204,000 2.90%
13 ROYAL BANK OF CANADA 6,957 162,000 2.30%
14 HOWE & RUSLING INC 5,850 136,000 1.93%
15 NEW ENGLAND SECURITIES CORP /MA/ 2,460 57,000 0.81%
16 CITIGROUP INC 1,151 27,000 0.38%
17 BARCLAYS PLC 523 12,000 0.17%
18 Tower Research Capital LLC (TRC) 100 2,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.