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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 16 Institutional holders with a total value of $6,333,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 54,138 1,282,000 20.24%
2 MORGAN STANLEY 37,586 890,000 14.05%
3 Laidlaw Group, LLC 33,070 783,000 12.36%
4 FMA ADVISORY INC 26,124 619,000 9.77%
5 PNC FINANCIAL SERVICES GROUP, INC. 26,000 616,000 9.73%
6 UBS Group AG 23,546 558,000 8.81%
7 Virtu KCG Holdings LLC 16,063 380,000 6.00%
8 WELLS FARGO & COMPANY/MN 14,935 353,000 5.57%
9 Tortoise Investment Management, LLC 10,600 251,000 3.96%
10 Commonwealth Equity Services, Inc 8,829 209,000 3.30%
11 ROYAL BANK OF CANADA 6,491 154,000 2.43%
12 HOWE & RUSLING INC 5,850 139,000 2.19%
13 NEW ENGLAND SECURITIES CORP /MA/ 2,545 60,000 0.95%
14 CITIGROUP INC 1,151 27,000 0.43%
15 BARCLAYS PLC 523 12,000 0.19%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.