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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 25 Institutional holders with a total value of $35,446,566.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 87,285 9,795,000 27.63%
2 SPINNAKER TRUST 59,983 6,732,000 18.99%
3 BANK OF AMERICA CORP /DE/ 43,142 4,841,000 13.66%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,149 3,605,000 10.17%
5 HighTower Advisors, LLC 31,461 3,531,000 9.96%
6 BANK OF MONTREAL /CAN/ 13,913 1,561,000 4.40%
7 LPL Financial LLC 10,024 1,125,000 3.17%
8 JANE STREET GROUP, LLC 9,882 1,109,000 3.13%
9 COLUMBIA CAPITAL LLC 9,281 1,042,000 2.94%
10 UBS Group AG 6,669 748,000 2.11%
11 VICUS CAPITAL 4,702 528,000 1.49%
12 ROYAL BANK OF CANADA 2,986 335,000 0.95%
13 WELLS FARGO & COMPANY/MN 1,477 166,000 0.47%
14 LUPO SECURITIES, LLC 1,257 85,954 0.24%
15 DEUTSCHE BANK AG\ 500 56,000 0.16%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 450 50,000 0.14%
17 PNC FINANCIAL SERVICES GROUP, INC. 420 47,000 0.13%
18 MSI Financial Services Inc 300 34,000 0.10%
19 ADVANTAGE INVESTMENT MANAGEMENT, LLC 150 17,000 0.05%
20 Bartlett & Co. LLC 120 13,000 0.04%
21 NEW ENGLAND SECURITIES CORP /MA/ 115 13,000 0.04%
22 Winslow, Evans & Crocker, Inc. 50 5,612 0.02%
23 ENVESTNET ASSET MANAGEMENT INC 39 4,000 0.01%
24 Plante Moran Financial Advisors, LLC 25 3,000 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.