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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 41 Institutional holders with a total value of $172,035,538.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 1,385,815 76,745,000 44.61%
2 RAYMOND JAMES & ASSOCIATES 453,997 25,142,000 14.61%
3 LPL Financial LLC 204,954 11,219,000 6.52%
4 MATHER GROUP, LLC. 193,556 10,719,000 6.23%
5 SPINNAKER TRUST 150,996 8,363,000 4.86%
6 MORGAN STANLEY 129,110 7,150,000 4.16%
7 BANK OF AMERICA CORP /DE/ 103,224 5,717,000 3.32%
8 BB&T SECURITIES, LLC 80,749 4,471,000 2.60%
9 GOLDMAN SACHS GROUP INC 77,782 4,308,000 2.50%
10 UBS Group AG 52,428 2,903,000 1.69%
11 CITIGROUP INC 50,114 2,776,000 1.61%
12 HighTower Advisors, LLC 47,160 2,603,000 1.51%
13 ROYAL BANK OF CANADA 43,424 2,405,000 1.40%
14 ENVESTNET ASSET MANAGEMENT INC 31,666 1,754,000 1.02%
15 VICUS CAPITAL 19,179 1,062,000 0.62%
16 BANK OF MONTREAL /CAN/ 16,125 893,000 0.52%
17 CUE ADVISORY SERVICES, INC. 13,694 758,000 0.44%
18 WEALTHSOURCE PARTNERS, LLC 11,103 615,000 0.36%
19 Raymond James Financial Services Advisors, Inc. 10,054 557,000 0.32%
20 WELLS FARGO & COMPANY/MN 8,831 489,000 0.28%
21 AMERIPRISE FINANCIAL INC 7,243 401,000 0.23%
22 STIFEL FINANCIAL CORP 5,870 325,000 0.19%
23 SIGNATUREFD, LLC 2,313 128,000 0.07%
24 PNC FINANCIAL SERVICES GROUP, INC. 2,065 114,000 0.07%
25 MSI Financial Services Inc 1,758 97,000 0.06%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,725 96,000 0.06%
27 AMERICAN INTERNATIONAL GROUP, INC. 854 47,000 0.03%
28 MYCIO WEALTH PARTNERS, LLC 696 39,000 0.02%
29 Creative Planning 526 29,000 0.02%
30 ADVANTAGE INVESTMENT MANAGEMENT, LLC 300 17,000 0.01%
31 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 275 15,000 0.01%
32 CENTRAL TRUST Co 256 14,000 0.01%
33 FIFTH THIRD BANCORP 250 14,000 0.01%
34 Hudock, Inc. 240 13,000 0.01%
35 IFP ADVISORS, INC 242 13,000 0.01%
36 INTEGRATED WEALTH MANAGEMENT 204 11,000 0.01%
37 SARGENT BICKHAM LAGUDIS LLC 116 6,000 0.00%
38 Winslow, Evans & Crocker, Inc. 100 5,538 0.00%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 36 2,000 0.00%
40 Argentus Capital Management, LLC 0 0 0.00%
41 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.