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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 19 Institutional holders with a total value of $59,744,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 372,537 35,110,000 58.77%
2 OLD DOMINION CAPITAL MANAGEMENT INC 144,177 13,848,000 23.18%
3 UBS Group AG 36,412 3,498,000 5.85%
4 BB&T SECURITIES, LLC 25,639 2,462,000 4.12%
5 MORGAN STANLEY 13,815 1,327,000 2.22%
6 Transamerica Financial Advisors, LLC 11,471 1,102,000 1.84%
7 BANK OF AMERICA CORP /DE/ 4,493 431,000 0.72%
8 ROYAL BANK OF CANADA 4,455 428,000 0.72%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,076 391,000 0.65%
10 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 3,040 292,000 0.49%
11 First Allied Advisory Services, Inc. 3,025 291,000 0.49%
12 HOCHMAN COLE INVESTMENT ADVISORS, INC. 2,640 254,000 0.43%
13 WELLS FARGO & COMPANY/MN 2,283 219,000 0.37%
14 CAPTRUST FINANCIAL ADVISORS 329 32,000 0.05%
15 MSI Financial Services Inc 265 25,000 0.04%
16 AMERICAN INTERNATIONAL GROUP, INC. 200 19,000 0.03%
17 BlackRock Finance, Inc. 85 8,000 0.01%
18 Creative Planning 76 7,000 0.01%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.