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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 21 Institutional holders with a total value of $78,985,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SHEPHERD FINANCIAL PARTNERS LLC 371,610 39,205,000 49.64%
2 OLD DOMINION CAPITAL MANAGEMENT INC 126,792 13,339,000 16.89%
3 MSI Financial Services Inc 77,927 8,198,000 10.38%
4 UBS Group AG 39,528 4,158,000 5.26%
5 HighTower Advisors, LLC 34,148 3,591,000 4.55%
6 ADVISOR GROUP, INC. 33,991 3,576,000 4.53%
7 BB&T SECURITIES, LLC 19,472 1,985,000 2.51%
8 LPL Financial LLC 13,687 1,443,000 1.83%
9 MORGAN STANLEY 6,268 659,000 0.83%
10 ROYAL BANK OF CANADA 4,455 469,000 0.59%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,309 453,000 0.57%
12 First Allied Advisory Services, Inc. 3,608 380,000 0.48%
13 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2,875 302,000 0.38%
14 HOCHMAN COLE INVESTMENT ADVISORS, INC. 2,640 278,000 0.35%
15 CITIGROUP INC 2,644 278,000 0.35%
16 Steigerwald, Gordon & Koch Inc. 2,383 251,000 0.32%
17 WELLS FARGO & COMPANY/MN 2,281 240,000 0.30%
18 BANK OF AMERICA CORP /DE/ 1,616 170,000 0.22%
19 BlackRock Finance, Inc. 85 9,000 0.01%
20 BANK OF MONTREAL /CAN/ 10 1,000 0.00%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.