Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 23 Institutional holders with a total value of $83,773,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BANK OF MONTREAL /CAN/ 10 1,000 0.00%
3 BlackRock Finance, Inc. 85 9,000 0.01%
4 ARCADIA INVESTMENT MANAGEMENT CORP/MI 573 64,000 0.08%
5 BANK OF AMERICA CORP /DE/ 2,001 222,000 0.27%
6 First Allied Advisory Services, Inc. 2,063 229,000 0.27%
7 Steigerwald, Gordon & Koch Inc. 2,151 239,000 0.29%
8 WELLS FARGO & COMPANY/MN 2,281 253,000 0.30%
9 HOCHMAN COLE INVESTMENT ADVISORS, INC. 2,640 293,000 0.35%
10 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2,875 319,000 0.38%
11 BB&T SECURITIES, LLC 4,145 459,000 0.55%
12 ROYAL BANK OF CANADA 4,455 494,000 0.59%
13 Virtu KCG Holdings LLC 6,232 691,000 0.82%
14 MORGAN STANLEY 6,787 753,000 0.90%
15 CITIGROUP INC 6,849 760,000 0.91%
16 JANE STREET GROUP, LLC 7,133 791,000 0.94%
17 LPL Financial LLC 19,291 2,135,000 2.55%
18 HighTower Advisors, LLC 34,166 3,793,000 4.53%
19 ADVISOR GROUP, INC. 35,350 3,922,000 4.68%
20 UBS Group AG 44,324 4,918,000 5.87%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,085 5,113,000 6.10%
22 OLD DOMINION CAPITAL MANAGEMENT INC 120,340 13,352,000 15.94%
23 SHEPHERD FINANCIAL PARTNERS LLC 406,416 44,963,000 53.67%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.