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SCHWAB US TIPS ETF
SCHWAB US TIPS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 99 Institutional holders with a total value of $397,017,210.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 ROYAL BANK OF CANADA 16 1,000 0.00%
3 SEI INVESTMENTS CO 15 1,000 0.00%
4 MOISAND FITZGERALD TAMAYO, LLC 50 3,000 0.00%
5 Carnick & Kubik, LLC 92 5,000 0.00%
6 FIFTH THIRD BANCORP 116 6,000 0.00%
7 Horrell Capital Management, Inc. 105 6,000 0.00%
8 SUTTON WEALTH ADVISORS INC. 124 6,886 0.00%
9 MCF Advisors LLC 132 7,000 0.00%
10 Private Ocean, LLC 167 9,000 0.00%
11 Capital Directions Investment Advisors, LLC 200 11,000 0.00%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 306 17,000 0.00%
13 Ironwood Financial, llc 385 21,000 0.01%
14 SIGNATUREFD, LLC 669 37,000 0.01%
15 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 698 38,000 0.01%
16 KRILOGY FINANCIAL LLC 819 45,000 0.01%
17 US BANCORP \DE\ 810 45,000 0.01%
18 Perkins Coie Trust Co 1,000 56,000 0.01%
19 VALLEY NATIONAL ADVISERS INC 1,401 78,000 0.02%
20 Allworth Financial LP 1,722 96,000 0.02%
21 IFP ADVISORS, INC 1,739 97,000 0.02%
22 Burt Wealth Advisors 1,925 107,000 0.03%
23 Advisory Services Network, LLC 2,414 134,000 0.03%
24 AMERICAN INTERNATIONAL GROUP, INC. 2,687 149,000 0.04%
25 WELLS FARGO & COMPANY/MN 3,023 168,000 0.04%
26 Bangor Savings Bank 3,708 206,000 0.05%
27 VENTURI WEALTH MANAGEMENT, LLC 3,790 210,000 0.05%
28 BANK OF MONTREAL /CAN/ 3,985 221,000 0.06%
29 AVITY INVESTMENT MANAGEMENT INC. 4,400 243,000 0.06% SH
30 BlackRock Finance, Inc. 4,508 250,000 0.06%
31 BOK Financial Private Wealth, Inc. 4,594 255,000 0.06%
32 STEEL GROVE CAPITAL ADVISORS, LLC 4,666 259,000 0.07%
33 NATIONAL PLANNING CORP 4,767 265,000 0.07%
34 Ifrah Financial Services, Inc. 4,888 271,000 0.07%
35 CITIGROUP INC 5,000 278,000 0.07%
36 FINANCIAL CONSULATE, INC 5,532 307,000 0.08%
37 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5,539 308,000 0.08%
38 Pure Financial Advisors, LLC 5,710 317,000 0.08%
39 MORGAN STANLEY 5,891 327,000 0.08%
40 NWAM LLC 5,924 329,000 0.08%
41 RELATIVE VALUE PARTNERS GROUP, LLC 6,231 331,000 0.08%
42 GUPTA WEALTH MANAGEMENT LLC 6,153 342,000 0.09%
43 Patten Group, Inc. 6,632 368,324 0.09%
44 M&T BANK CORP 7,152 397,000 0.10%
45 MSI Financial Services Inc 7,336 407,000 0.10%
46 BAR HARBOR TRUST SERVICES 7,354 408,000 0.10%
47 Friedenthal Financial 7,722 410,000 0.10%
48 Gradient Investments LLC 7,466 415,000 0.10%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,765 431,000 0.11%
50 SRH ADVISORS, LLC 8,435 468,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.