Dark
Light
System
Security
SCHWAB US TIPS ETF
SCHWAB US TIPS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 112 Institutional holders with a total value of $502,814,150.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 2,385,504 133,588,000 26.57%
2 ENVESTNET ASSET MANAGEMENT INC 2,317,589 130,897,000 26.03%
3 Charles Schwab Investment Advisory, Inc. 1,536,817 86,800,000 17.26%
4 WEALTHFRONT CORP 265,758 15,010,000 2.99%
5 Morningstar Investment Services LLC 205,441 11,669,000 2.32%
6 FOSTER & MOTLEY INC 148,150 8,368,000 1.66%
7 BANK OF AMERICA CORP /DE/ 144,088 8,138,000 1.62%
8 Frontier Wealth Management LLC 136,933 7,734,000 1.54%
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 136,430 7,706,000 1.53%
10 Apriem Advisors 118,383 6,686,000 1.33%
11 Roof Eidam Maycock Peralta, LLC 116,025 6,553,000 1.30%
12 VENTURI WEALTH MANAGEMENT, LLC 78,985 4,461,000 0.89%
13 LPL Financial LLC 73,148 4,181,000 0.83%
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 73,896 4,174,000 0.83%
15 Private Advisor Group, LLC 70,082 4,006,000 0.80%
16 BRONFMAN E.L. ROTHSCHILD, L.P. 69,721 3,938,000 0.78%
17 VOYA INVESTMENT MANAGEMENT LLC 56,164 3,172,000 0.63%
18 Avior Wealth Management, LLC 50,776 2,868,000 0.57%
19 Sensible Financial Planning & Management, LLC. 49,673 2,806,000 0.56%
20 Mosaic Financial Partners, Inc. 41,740 2,357,000 0.47%
21 Kingfisher Capital LLC 34,676 1,959,000 0.39%
22 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 34,355 1,940,000 0.39%
23 WOLVERINE TRADING LP /BD 34,211 1,926,764 0.38%
24 GIRARD SECURITIES, INC. 33,144 1,870,000 0.37%
25 Callahan Advisors, LLC 28,947 1,635,000 0.33%
26 Transamerica Financial Advisors, LLC 28,772 1,626,000 0.32%
27 JANE STREET GROUP, LLC 27,090 1,530,000 0.30%
28 Allianz Asset Management GmbH 25,420 1,436,000 0.29%
29 Cambridge Investment Research Advisors, Inc. 24,990 1,411,000 0.28%
30 Invesco Ltd. 22,454 1,268,000 0.25%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 22,225 1,255,000 0.25%
32 Landmark Financial Advisors, LLC 19,375 1,094,000 0.22%
33 ALESCO ADVISORS LLC 19,315 1,091,000 0.22%
34 VISTA CAPITAL PARTNERS, INC. 19,200 1,084,000 0.22% SH
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,685 1,055,000 0.21%
36 Ruggie Capital Group 18,255 1,031,000 0.21%
37 Asset Management Group, Inc. 17,782 1,004,000 0.20%
38 Sigma Planning Corp 16,815 950,000 0.19%
39 SG Americas Securities, LLC 16,464 930,000 0.18%
40 SOCIETE GENERALE 16,464 930,000 0.18%
41 VALENTINE VENTURES LLC 15,376 868,000 0.17%
42 Friedenthal Financial 14,308 808,000 0.16%
43 Live Your Vision, LLC 13,768 778,000 0.15%
44 Garde Capital, Inc. 11,743 663,000 0.13%
45 Orion Porfolio Solutions, LLC 11,536 652,000 0.13%
46 BUCKINGHAM STRATEGIC WEALTH, LLC 11,131 629,000 0.13%
47 ALLEGIS INVESTMENT ADVISORS, LLC 11,134 627,000 0.12%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,931 560,000 0.11%
49 CUTLER INVESTMENT COUNSEL LLC 9,903 559,000 0.11%
50 Perigon Wealth Management, LLC 9,892 559,000 0.11%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.