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SCHWAB US TIPS ETF
SCHWAB US TIPS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 114 Institutional holders with a total value of $459,386,041.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 2,290,968 130,768,000 28.47%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1,335,847 76,250,000 16.60%
3 ENVESTNET ASSET MANAGEMENT INC 1,263,526 72,122,000 15.70%
4 Morningstar Investment Services LLC 316,339 18,057,000 3.93%
5 WEALTHFRONT CORP 309,255 17,652,000 3.84%
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 195,036 11,039,000 2.40%
7 FOSTER & MOTLEY INC 160,034 9,135,000 1.99%
8 Apriem Advisors 145,932 8,330,000 1.81%
9 Frontier Wealth Management LLC 139,403 7,957,000 1.73%
10 Roof Eidam Maycock Peralta, LLC 107,895 6,159,000 1.34%
11 Capital Investment Advisors, LLC 105,964 6,048,000 1.32%
12 Vigilant Capital Management, LLC 100,749 5,751,000 1.25%
13 VENTURI WEALTH MANAGEMENT, LLC 92,180 5,262,000 1.15%
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 83,429 4,763,000 1.04%
15 BRONFMAN E.L. ROTHSCHILD, L.P. 72,255 4,124,000 0.90%
16 LPL Financial LLC 72,225 4,091,000 0.89%
17 Private Advisor Group, LLC 70,812 4,011,000 0.87%
18 BANK OF AMERICA CORP /DE/ 65,967 3,765,000 0.82%
19 Compagnie Lombard Odier SCmA 61,500 3,510,000 0.76%
20 VOYA INVESTMENT MANAGEMENT LLC 61,114 3,488,000 0.76%
21 Avior Wealth Management, LLC 53,341 3,045,000 0.66%
22 Sensible Financial Planning & Management, LLC. 53,112 3,032,000 0.66%
23 Cambridge Investment Research Advisors, Inc. 44,009 2,512,000 0.55%
24 Allianz Asset Management GmbH 43,397 2,477,000 0.54%
25 Mosaic Financial Partners, Inc. 42,797 2,443,000 0.53%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,785 2,214,000 0.48%
27 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 34,047 1,943,000 0.42%
28 Transamerica Financial Advisors, LLC 33,425 1,908,000 0.42%
29 FLOW TRADERS U.S. LLC 32,282 1,843,000 0.40%
30 Commonwealth Equity Services, Inc 30,682 1,751,000 0.38%
31 Callahan Advisors, LLC 27,409 1,564,000 0.34%
32 ALESCO ADVISORS LLC 23,458 1,339,000 0.29%
33 Asset Management Group, Inc. 21,327 1,217,000 0.26%
34 SignalPoint Asset Management, LLC 19,521 1,114,000 0.24%
35 VISTA CAPITAL PARTNERS, INC. 18,852 1,076,000 0.23% SH
36 Argentus Capital Management, LLC 18,683 1,066,000 0.23%
37 Invesco Ltd. 18,120 1,034,000 0.23%
38 Ruggie Capital Group 17,953 1,024,000 0.22%
39 Sigma Planning Corp 17,464 997,000 0.22%
40 Friedenthal Financial 17,003 971,000 0.21%
41 SG Americas Securities, LLC 16,464 940,000 0.20%
42 VALENTINE VENTURES LLC 15,095 862,000 0.19%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,817 846,000 0.18%
44 Live Your Vision, LLC 14,421 823,000 0.18%
45 Orion Porfolio Solutions, LLC 13,785 787,000 0.17%
46 MSI Financial Services Inc 13,201 754,000 0.16%
47 Landmark Financial Advisors, LLC 12,920 737,000 0.16%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,596 662,000 0.14%
49 ALLEGIS INVESTMENT ADVISORS, LLC 11,272 643,000 0.14%
50 MORGAN STANLEY 10,068 575,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.