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SOUTHCOAST FINANCIAL CORP
SOUTHCOAST FINANCIAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 24 Institutional holders with a total value of $24,637,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Curi Capital, LLC 500,474 6,671,000 27.08%
2 BANC FUNDS CO LLC 285,960 3,812,000 15.47%
3 VANGUARD GROUP INC 266,083 3,549,000 14.41%
4 DIMENSIONAL FUND ADVISORS LP 234,280 3,125,000 12.68%
5 MALTESE CAPITAL MANAGEMENT LLC 134,300 1,790,000 7.27%
6 MENDON CAPITAL ADVISORS CORP 122,313 1,630,000 6.62%
7 RENAISSANCE TECHNOLOGIES LLC 76,555 1,020,000 4.14%
8 CHICAGO CAPITAL MANAGEMENT, LLC 56,821 757,000 3.07%
9 SALZHAUER MICHAEL 36,000 480,000 1.95%
10 PRELUDE CAPITAL MANAGEMENT, LLC 28,665 382,000 1.55%
11 RAYMOND JAMES & ASSOCIATES 20,520 274,000 1.11%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 16,992 227,000 0.92%
13 Yakira Capital Management, Inc. 16,900 225,000 0.91% SH
14 BLB&B Advisors, LLC 14,165 189,000 0.77%
15 COURIER CAPITAL LLC 13,149 175,000 0.71%
16 WELLINGTON MANAGEMENT GROUP LLP 12,917 172,000 0.70%
17 UBS Group AG 2,797 37,000 0.15%
18 MORGAN STANLEY 2,724 36,000 0.15%
19 WELLS FARGO & COMPANY/MN 2,456 33,000 0.13%
20 DEUTSCHE BANK AG\ 2,000 26,000 0.11%
21 BlackRock Investment Management, LLC 958 13,000 0.05%
22 BANK OF AMERICA CORP /DE/ 527 7,000 0.03%
23 Walleye Trading LLC 400 5,000 0.02%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 176 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.