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SOUTHCOAST FINANCIAL CORP
SOUTHCOAST FINANCIAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 28 Institutional holders with a total value of $38,328,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MANUFACTURERS LIFE INSURANCE COMPANY, THE 176 2,000 0.01%
2 Walleye Trading LLC 483 6,000 0.02%
3 BANK OF AMERICA CORP /DE/ 527 7,000 0.02%
4 MORGAN STANLEY 735 9,000 0.02%
5 Tower Research Capital LLC (TRC) 888 12,000 0.03%
6 UBS Group AG 1,000 13,000 0.03%
7 BlackRock Investment Management, LLC 1,052 14,000 0.04%
8 WELLS FARGO & COMPANY/MN 2,456 32,000 0.08%
9 BlackRock Fund Advisors 9,123 119,000 0.31%
10 WELLINGTON MANAGEMENT GROUP LLP 12,917 169,000 0.44%
11 COURIER CAPITAL LLC 13,074 171,000 0.45%
12 GEODE CAPITAL MANAGEMENT, LLC 13,780 179,000 0.47%
13 BLB&B Advisors, LLC 14,165 185,000 0.48%
14 DEUTSCHE BANK AG\ 15,315 199,000 0.52%
15 Yakira Capital Management, Inc. 16,900 221,000 0.58% SH
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 16,992 222,000 0.58%
17 RAYMOND JAMES & ASSOCIATES 18,770 245,000 0.64%
18 PRELUDE CAPITAL MANAGEMENT, LLC 28,869 377,000 0.98%
19 SALZHAUER MICHAEL 36,000 470,000 1.23%
20 CSS LLC/IL 55,419 723,000 1.89%
21 RENAISSANCE TECHNOLOGIES LLC 112,555 1,469,000 3.83%
22 MENDON CAPITAL ADVISORS CORP 122,576 1,600,000 4.17%
23 DIMENSIONAL FUND ADVISORS LP 234,280 3,057,000 7.98%
24 VANGUARD GROUP INC 281,320 3,672,000 9.58%
25 BANC FUNDS CO LLC 334,011 4,359,000 11.37%
26 CHICAGO CAPITAL MANAGEMENT, LLC 365,933 4,775,000 12.46%
27 Curi Capital, LLC 536,474 7,001,000 18.27%
28 CONTEXT BH CAPITAL MANAGEMENT, LP 691,186 9,020,000 23.53%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.