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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 93 holdings with a total value of $115,926,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ATRICURE INC 488,446 8,221,000 7.09%
2 ABBVIE INC 116,581 6,659,000 5.74%
3 NXSTAGE MED INC COM 396,554 5,944,000 5.13%
4 VITAE PHARMACEUTICALS INC 787,373 5,220,000 4.50%
5 RIGEL PHARMACEUTICAL INC 1,876,492 3,903,000 3.37%
6 DERMIRA INC 171,881 3,554,000 3.07%
7 INSULET CORPORATION 106,018 3,516,000 3.03%
8 ALDER BIOPHARMACEUTICALS INC 140,313 3,436,000 2.96%
9 MARINUS PHARMACEUTICALS INC 566,498 3,048,000 2.63%
10 NEUROCRINE BIOSCIE COM USD0.001 76,300 3,018,000 2.60%
11 NOVAVAX INC COM 553,500 2,856,000 2.46%
12 BIOTELEMETRY INC COM 235,645 2,752,000 2.37%
13 GALAPAGOS NV 65,568 2,742,000 2.37%
14 REGULUS THERAPEUTICS INC 391,500 2,713,000 2.34%
15 APPLIED GENETIC TECHNOL CORP 167,192 2,337,000 2.02%
16 INSULET CORP 2 06/15/2019 2,407,000 2,330,000 2.01% PRN
17 AERIE PHARMACEUTICALS INC 179,769 2,186,000 1.89%
18 MASIMO CORP COM 46,010 1,925,000 1.66%
19 UNIQURE NV 158,907 1,888,000 1.63%
20 ACHILLION PHARMACEUTICALS INC COM 236,500 1,826,000 1.58%
21 CARA THERAPEUTICS INC 267,046 1,661,000 1.43%
22 PROTALIX BIOTHERAPEUTICS INC 2,500,000 1,644,000 1.42% PRN
23 ISHARES TR 6,000 1,565,000 1.35%
24 Stereotaxis Inc 1,372,862 1,510,000 1.30%
25 BIOSPECIFICS TECHNOLOGIES CORP COM 39,704 1,382,000 1.19%
26 XENON PHARMACEUTICALS INC 193,195 1,350,000 1.16%
27 RADIUS HEALTH 42,600 1,339,000 1.16%
28 CELYAD SA 30,000 1,325,000 1.14%
29 LDR HLDG CORP COM 50,300 1,282,000 1.11%
30 SPECTRANETICS CORP 79,812 1,159,000 1.00%
31 NOVADAQ TECHNOLOGIES INC 101,841 1,129,000 0.97%
32 DERMA SCIENCES INC COM PAR .01 353,718 1,097,000 0.95%
33 ARDELYX INC COM 140,265 1,090,000 0.94%
34 LOXO ONCOLOGY INC COM 39,000 1,066,000 0.92%
35 JOHNSON & JOHNSON 9,400 1,017,000 0.88%
36 MACROGENICS INC 54,200 1,016,000 0.88%
37 Ascendis Pharma 53,241 988,000 0.85%
38 LIPOCINE INC NEW 95,731 972,000 0.84%
39 MEDICINOVA INC COM NEW 125,000 918,000 0.79%
40 DISCOVERY LABORATORIES INC N 533,358 891,000 0.77%
41 SYNERGY PHARMACEUTICALS DEL COM NEW 294,563 813,000 0.70%
42 Foamix Pharmaceuticals Ltd. 118,671 774,000 0.67%
43 ALDEYRA THERAPEUTICS INC 176,232 738,000 0.64%
44 ZOGENIX INC 79,400 734,000 0.63%
45 AVALANCHE BIOTECHNOLOGIES IN 140,600 727,000 0.63%
46 ADAPTIMMUNE THERAPEUTICS PLC 88,100 716,000 0.62%
47 ADAMAS PHARMACEUTICALS INC 47,500 687,000 0.59%
48 CAREDX INC 136,047 675,000 0.58%
49 TOBIRA THERAPEUTICS INC 81,402 666,000 0.57%
50 ESSA Pharma 202,496 662,000 0.57%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-16-000029, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.