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WESTERN ASST MN PRT FD INC
WESTERN ASST MN PRT FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $18,084,575.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 408,623 6,898,000 38.14%
2 RAYMOND JAMES & ASSOCIATES 187,173 3,159,000 17.47%
3 Raymond James Financial Services Advisors, Inc. 92,444 1,560,000 8.63%
4 FIRST TRUST ADVISORS LP 62,862 1,061,000 5.87%
5 Advisors Asset Management, Inc. 39,738 671,000 3.71%
6 RAYMOND JAMES TRUST N.A. 38,220 645,000 3.57%
7 WELLS FARGO & COMPANY/MN 34,060 575,000 3.18%
8 BANK OF AMERICA CORP /DE/ 25,051 423,000 2.34%
9 UBS Group AG 23,440 396,000 2.19%
10 VAN ECK ASSOCIATES CORP 22,609 382,000 2.11%
11 Nuveen Asset Management, LLC 22,491 380,000 2.10%
12 MORGAN STANLEY 21,384 361,000 2.00%
13 SIT INVESTMENT ASSOCIATES INC 19,613 331,000 1.83%
14 AMERIPRISE FINANCIAL INC 16,569 280,000 1.55%
15 SHUFRO ROSE & CO LLC 14,037 237,000 1.31% PRN
16 DIXON HUBARD FEINOUR & BROWN INC/VA 12,650 214,000 1.18%
17 ROYAL BANK OF CANADA 12,280 207,000 1.14%
18 FIRST MANHATTAN CO. LLC. 6,000 101,000 0.56%
19 HUNTINGTON NATIONAL BANK 3,250 55,000 0.30% PRN
20 NEXT Financial Group, Inc 2,160 36,000 0.20%
21 Vantage Investment Advisors, LLC 1,828 31,000 0.17%
22 MSI Financial Services Inc 1,548 26,000 0.14%
23 West Oak Capital, LLC 1,437 24,265 0.13%
24 Creative Planning 892 15,000 0.08%
25 ADVISOR GROUP, INC. 407 7,000 0.04%
26 IFP ADVISORS, INC 246 4,000 0.02%
27 Winslow, Evans & Crocker, Inc. 196 3,310 0.02%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 140 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.