| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 5,000,000 | 10,150,000 | 20.00% | ||
| 2 | EJF Capital LP | 3,348,943 | 6,798,000 | 13.40% | ||
| 3 | NS Advisors, LLC | 3,000,000 | 6,090,000 | 12.00% | ||
| 4 | PRICE MICHAEL F | 2,500,000 | 5,075,000 | 10.00% | ||
| 5 | Bulldog Investors, LLP | 2,200,000 | 4,466,000 | 8.80% | ||
| 6 | BHR Capital LLC | 2,000,000 | 4,060,000 | 8.00% | ||
| 7 | ARDSLEY ADVISORY PARTNERS LP | 4,000 | 4,000,000 | 7.88% | ||
| 8 | Orinda Asset Management LLC | 1,310,065 | 2,659,000 | 5.24% | ||
| 9 | Verition Fund Management LLC | 920,000 | 1,868,000 | 3.68% | ||
| 10 | Westchester Capital Management, LLC | 890,000 | 1,807,000 | 3.56% | ||
| 11 | MACQUARIE GROUP LTD | 556,999 | 1,131,000 | 2.23% | ||
| 12 | Forward Management, LLC | 392,043 | 796,000 | 1.57% | ||
| 13 | 683 Capital Management, LLC | 342,575 | 695,000 | 1.37% | ||
| 14 | VANGUARD GROUP INC | 127,012 | 258,000 | 0.51% | ||
| 15 | Eidelman Virant Capital | 100,000 | 203,000 | 0.40% | ||
| 16 | AMUNDI ASSET MANAGEMENT US, INC. | 83,950 | 170,000 | 0.33% | ||
| 17 | State of New Jersey Common Pension Fund D | 65,000 | 132,000 | 0.26% | ||
| 18 | Wellington Shields Capital Management, LLC | 59,120 | 120,000 | 0.24% | ||
| 19 | MORGAN STANLEY | 41,429 | 84,000 | 0.17% | ||
| 20 | Harvest Capital Strategies LLC | 20,896 | 42,000 | 0.08% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 15,280 | 31,000 | 0.06% | ||
| 22 | Diligent Investors, LLC | 11,000 | 23,000 | 0.05% | ||
| 23 | GOLDMAN SACHS GROUP INC | 10,962 | 22,000 | 0.04% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 10,523 | 21,000 | 0.04% | ||
| 25 | LPL Financial LLC | 10,199 | 20,000 | 0.04% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,200 | 11,000 | 0.02% | ||
| 27 | UBS Group AG | 3,300 | 7,000 | 0.01% | ||
| 28 | Crosspoint Capital Strategies, LLC | 2,000 | 4,000 | 0.01% | ||
| 29 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,681 | 3,000 | 0.01% | ||
| 30 | CITIGROUP INC | 915 | 2,000 | 0.00% | ||
| 31 | CENTRAL TRUST Co | 800 | 2,000 | 0.00% | ||
| 32 | Tower Research Capital LLC (TRC) | 146 | 0 | 0.00% | ||
| 33 | WELLS FARGO & COMPANY/MN | 133 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
