| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 45,010 | 2,370,000 | 84.98% | ||
| 2 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 7,354 | 386,000 | 13.84% | ||
| 3 | NEXT Financial Group, Inc | 350 | 18,000 | 0.65% | ||
| 4 | ADVISOR PARTNERS LLC | 14,684 | 15,000 | 0.54% | ||
| 5 | WELLS FARGO & COMPANY/MN | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.