| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 45,010 | 2,451,000 | 90.41% | ||
| 2 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4,181 | 227,000 | 8.37% | ||
| 3 | NEXT Financial Group, Inc | 350 | 19,000 | 0.70% | ||
| 4 | UBS Group AG | 251 | 14,000 | 0.52% | ||
| 5 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 6 | Tower Research Capital LLC (TRC) | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.