| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 330,587 | 2,020,000 | 33.64% | ||
| 2 | Bulldog Investors, LLP | 210,740 | 1,289,000 | 21.46% | ||
| 3 | Yakira Capital Management, Inc. | 151,723 | 927,000 | 15.44% | ||
| 4 | HEARTLAND ADVISORS INC | 100,000 | 614,000 | 10.22% | ||
| 5 | WFG Advisors, LP | 94,658 | 578,000 | 9.62% | ||
| 6 | BlackRock Fund Advisors | 35,080 | 214,000 | 3.56% | ||
| 7 | RENAISSANCE TECHNOLOGIES LLC | 26,200 | 160,000 | 2.66% | ||
| 8 | NORTHERN TRUST CORP | 13,051 | 79,000 | 1.32% | ||
| 9 | ENVESTNET ASSET MANAGEMENT INC | 8,669 | 53,000 | 0.88% | ||
| 10 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,400 | 21,000 | 0.35% | ||
| 11 | DEUTSCHE BANK AG\ | 3,498 | 21,000 | 0.35% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 12,000 | 0.20% | ||
| 13 | MORGAN STANLEY | 1,499 | 9,000 | 0.15% | ||
| 14 | Hartford Financial Management Inc. | 650 | 3,000 | 0.05% | ||
| 15 | UBS AG | 546 | 3,000 | 0.05% | ||
| 16 | BNP PARIBAS FINANCIAL MARKETS | 416 | 2,633 | 0.04% | ||
| 17 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
